PART C
GUIDELINES FOR SUBSTANTIVE EXAMINATION
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1.

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General remark |
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2.

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Work of an examiner |
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3.

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Overview |
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CHAPTER II

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CONTENT OF A EUROPEAN PATENT APPLICATION (OTHER THAN CLAIMS) |
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1.

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General |
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2.

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Abstract |
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3.

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Request for grant - the title |
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4.

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Description |
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4.1

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General remarks |
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4.2

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Technical field |
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4.3

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Background art |
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4.4

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Irrelevant matter |
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4.5

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Technical problem and its solution |
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4.6

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Rule 42(1)(c) vs. Art. 52(1) |
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4.8

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Reference signs |
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4.9

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Sufficiency of disclosure |
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4.10

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Art. 83 vs. Art. 123(2) |
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4.11

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Insufficient disclosure |
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4.12

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Industrial application |
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4.13

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Manner and order of presentation |
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4.15

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Computer programs |
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4.16

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Physical values, units |
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4.17

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Proper names, trademarks and trade names |
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4.18

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Registered trademarks |
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4.19

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Reference documents |
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5.

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Drawings |
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5.1

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Form and content |
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5.2

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Printing quality |
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5.3

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Photographs |
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6.

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Inventions relating to biological material |
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6.1

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Biological material |
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6.2

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Public availability of biological material |
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6.3

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Deposit of biological material |
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7.

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Prohibited matter |
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7.2

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Matter contrary to "ordre public" or morality |
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7.3

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Disparaging statements |
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7.4

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Irrelevant matter |
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7.5

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Omission of matter from publication |
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CHAPTER II - Annex UNITS RECOGNISED IN INTERNATIONAL PRACTICE AND COMPLYING WITH RULE 49(11) (see II, 4.16) |
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1.

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SI units and their decimal multiples and submultiples |
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1.1

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SI base units |
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1.1.1

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Special name and symbol of the SI unit of temperature for expressing Celsius temperature |
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1.2

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Other SI units |
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1.2.1

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Supplementary SI units |
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1.2.3

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Derived SI units having names and symbols |
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1.3

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Prefixes and their symbols used to designate certain decimal multiples and submultiples |
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1.4

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Special authorised names and symbols of decimal multiples and submultiples of SI units |
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2.

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Units which are defined on the basis of SI units but are not decimal multiples or submultiples thereof |
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3.

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Units used with the SI, and whose values in SI are obtained experimentally |
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4.

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Units and names of units permitted in specialised fields only |
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5.

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Compound units |
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1.

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General |
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2.

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Form and content of claims |
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2.1

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Technical features |
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2.2

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Two-part form |
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2.3

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Two-part form unsuitable |
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2.3.2

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Two-part form "wherever appropriate" |
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2.4

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Formulae and tables |
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3.

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Kinds of claim |
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3.2

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Number of independent claims |
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3.3

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Objection under Rule 43(2) |
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3.4

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Independent and dependent claims |
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3.5

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Arrangement of claims |
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3.6

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Subject-matter of a dependent claim |
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3.7

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Alternatives in a claim |
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3.8

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Independent claims containing a reference to another claim |
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4.

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Clarity and interpretation of claims |
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4.2

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Interpretation |
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4.3

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Inconsistencies |
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4.4

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General statements, "spirit" of invention |
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4.5

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Essential features |
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4.6

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Relative terms |
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4.7

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Terms like "about" and "approximately" |
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4.9

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Optional features |
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4.10

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Result to be achieved |
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4.12

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Product-by-process claim |
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4.13

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"Apparatus for ...", "Method for ...", etc. |
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4.14

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Definition by reference to use or another entity |
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4.15

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The expression "in" |
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4.17

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References to the description or drawings |
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4.18

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Method of and means for measuring parameters referred to in claims |
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4.19

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Reference signs |
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4.20

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Negative limitations (e.g. disclaimers) |
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4.21

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"Comprising" vs. "consisting" |
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4.22

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Functional definition of a pathological condition |
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5.

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Conciseness, number of claims |
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6.

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Support in description |
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6.1

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General remarks |
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6.2

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Extent of generalisation |
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6.3

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Objection of lack of support |
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6.4

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Lack of support vs. insufficient disclosure |
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6.5

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Definition in terms of function |
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6.6

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Support for dependent claims |
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7.

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Unity of invention |
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7.1

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General remarks |
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7.2

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Special technical features |
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7.3

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Intermediate and final products |
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7.4

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Alternatives |
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7.5

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Individual features in a claim |
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7.6

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Lack of unity "a priori" or "a posteriori" |
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7.7

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Examiner's approach |
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7.8

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Dependent claims |
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7.9

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Lack of unity during search |
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7.10

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Lack of unity during substantive examination |
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7.11

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Euro-PCT applications |
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7.11.1

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International applications without supplementary search |
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7.11.2

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International applications with supplementary search |
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7.11.3

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International preliminary examination report (IPER) |
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8.

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Different texts of the patent application in respect of different Contracting States (see also D-VII, 4) |
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8.1

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Different text in respect of the state of the art according to Art. 54(3) |
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8.2

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Different text where a partial transfer of right has taken place pursuant to Art. 61 |
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8.3

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Different text where a reservation has been entered in accordance with Art. 167(2)(a) EPC 1973 |
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8.4

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Different text where national rights of earlier date exist |
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8.5

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Calculation of claims fees |
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1.

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General |
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1.1

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Basic requirements |
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1.2

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Further requirements |
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1.3

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Technical progress, advantageous effects |
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2.

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Inventions |
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2.2

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Examination practice |
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2.3

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List of exclusions |
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2.3.2

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Scientific theories |
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2.3.3

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Mathematical methods |
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2.3.4

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Aesthetic creations |
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2.3.5

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Schemes, rules and methods for performing mental acts, playing games or doing business |
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2.3.6

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Programs for computers |
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2.3.7

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Presentations of information |
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3.

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Biotechnological inventions |
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3.1

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General remarks and definitions |
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3.2

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Patentable biotechnological inventions |
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4.

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Exceptions to patentability |
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4.1

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Matter contrary to "ordre public" or morality |
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4.2

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Prohibited matter |
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4.3

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Offensive and non-offensive use |
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4.4

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Economic effects |
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4.5

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Biotechnological inventions |
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4.6

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Plant and animal varieties, processes for the production of plants or animals |
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4.6.2

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Processes for the production of plants or animals |
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4.7

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Microbiological processes |
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4.7.2

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Repeatability of results of microbiological processes |
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4.8

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Surgery, therapy and diagnostic methods |
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4.8.1

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Limitations of exception under Art. 53(c) |
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5.

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Industrial application |
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5.1

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General remarks |
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5.2

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Method of testing |
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5.3

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Industrial application vs. exclusion under Art. 52(2) |
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5.4

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Sequences and partial sequences of genes |
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6.

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State of the art |
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6.1

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General remarks and definition |
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6.2

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Enabling disclosures |
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6.3

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Date of filing or priority date as effective date |
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