9. Reimbursement of appeal fees
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  8. 9.7. Reimbursement must be equitable
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9.7. Reimbursement must be equitable

Overview

9.7. Reimbursement must be equitable

You are viewing the 9th edition (2019) of this publication; for the 10th edition (2022) see here

9.7.1 Causal link between substantial procedural violation and filing of appeal
9.7.2 Conduct of appellant
9.7.3 Violation of the principle of the protection of legitimate expectations
New decisions
T 1414/18

(1) As to unity of invention under Article 82 EPC, only if the application relates to more than one "invention", the notion of "a single general inventive concept" under Article 82 EPC and the concept of the "same or corresponding special technical features" under Rule 44(1) EPC have to be assessed for the purpose of deciding upon unity of invention (see Reasons, point 1). (2) As to a refund of further search fees under Rule 64(2) EPC, the decision to refuse a patent application may be understood to implicitly contain the decision to refuse the refund of a further search fee, if the examining division's intent is clear (see Reasons, point 4). (3) A statement such as "the next procedural step will be summons to oral proceedings during which the application will be refused" made prior to a final decision to refuse a patent application may infringe a party's right to be heard and thus may lead to a substantial procedural violation (see Reasons, point 5).

OJ Supplementary Publications
Case law 2019

In T 613/14 the appellant (patent proprietor) withdrew its appeal but maintained its request for reimbursement of the appeal fee on the ground that it had filed the appeal based on misleading information provided by the opposition division, thus invoking the principle of protection of legitimate expectations. The issue to be decided was whether the statement by the opposition division that the rejection of the appellant's request to correct the decision to revoke European patent EP 1 730 151 and the minutes of the oral proceedings before the opposition division on 19 September 2013 constituted a decision open to appeal created a legitimate expectation that an appeal would be found admissible and examined as to its substance. In contrast to a request for correction of the minutes or the decision to grant, the board stated that there was no established case law on the issue of whether or not the rejection of a request for correction of a decision under R. 140 EPC was open to appeal. It found therefore that it could not be ruled out, and that it was even likely, that the appellant had relied on the opposition division's statement when filing the appeal. The board considered the opposition division's statement to have created a legitimate expectation that an appeal would be found admissible and examined as to its substance, at least in respect of the request for correction of the decision. However, in its preliminary opinion, the board took the position that the appeal against the opposition division's refusal of the request to correct its decision was not admissible. The board held that it had thus deprived the appellant of its legitimate expectations. After the board had maintained its preliminary opinion during the oral proceedings, the appellant withdrew its appeal. Under these circumstances, the board considered it justified to order the reimbursement of the appeal fee.

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