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Guidelines for Examination

 
 

5.4 Claims comprising technical and non‑technical aspects features

It is legitimate to have a mix of technical and non-technical features appearing in a claim, as is often the case with computer-implemented inventions. and the The non-technical features may even form a major part of the claimed subject-matter. However, in the light of Art. 52(1), (2) and (3), the presence of an inventive step under Art. 56 requires a non-obvious technical solution to a technical problem (T 641/00, T 1784/06).

Inventive step, however, can be based only on technical features, which thus have to be clearly defined in the claim. Non-technical features, to the extent that they do not interact with the technical subject-matter of the claim for solving a technical problem, i.e. non-technical features "as such", do not provide a technical contribution to the prior art and are thus ignored in assessing inventive step.

The problem solution approach is in principle applied as follows to this type of claim, in particular for computer implemented inventions:

When assessing the inventive step of such a mixed-type invention, all those features which contribute to the technical character of the invention are taken into account. These also include the features which, when taken in isolation, are non-technical, but do, in the context of the invention, contribute to producing a technical effect serving a technical purpose, thereby contributing to the technical character of the invention. However, features which do not contribute to the technical character of the invention cannot support the presence of an inventive step (T 641/00). Such a situation may arise, for instance, if a feature contributes only to the solution of a non-technical problem, e.g. a problem in a field excluded from patentability (see G‑II, 3 and sub-sections).

The problem-solution approach is applied to mixed-type inventions in such a way as to ensure that inventive step is not acknowledged on the basis of features not contributing to the technical character of the invention, while all those features which do contribute are properly identified and taken into account in the assessment. To this end, where the claim refers to an aim to be achieved in a non-technical field, this aim may legitimately appear in the formulation of the objective technical problem as part of the framework of the technical problem that is to be solved, in particular as a constraint that has to be met (T 641/00; see step (iii)(c) below and G‑VII, 5.4.1).

The steps below outline the application of the problem-solution approach to mixed-type inventions:

(i)
The features which contribute to the technical character of the invention are determined on the basis of the technical effects achieved in the context of the invention.The non-technical aspects of the claim(s) are identified; a requirements specification (see G‑VII, 5.4.1) is derived from the non-technical aspect(s) set out in the claims and the description so that the person skilled in the art of a technical field (e.g. an expert in computer science) is informed of the non-technical concept.
(ii)
The A suitable starting point in the prior art is selected as the closest prior art based on the features contributing to the technical character of the invention identified in step (i) is selected on the basis of the technical aspects of the claimed subject-matter and the related description, also taking into account the considerations defined in (see G‑VII, 5.1).
(iii)
The differences from the closest prior art are identified. The technical effect(s) of these differences, in the context of the claim as a whole, is(are) determined in order to identify from these differences the features which make a technical contribution and those which do not.
(a)
If there are none no differences (not even a non-technical differences), an objection under Art. 54 is raised.
(b)
If the differences are not technical do not make any technical contribution, an objection under Art. 56 is raised. The reasoning for the objection should be that the subject-matter of a claim cannot be inventive if there is no technical contribution to the prior art, i.e. if there is no technical problem solved by the claimed subject-matter vis-vis the closest prior art.
(c)
If the differences include technical aspects features making a technical contribution, the following applies:
– 
firstly, The objective technical problem is formulated , taking into account the requirements specification as under point (i) above; the solution of the objective technical problem must comprise the technical aspects of the identified differences; secondly, on the basis of the technical effect(s) achieved by these features. In addition, if the differences include features making no technical contribution, these features, or any non-technical effect achieved by the invention, may be used in the formulation of the objective technical problem as part of what is "given" to the skilled person, in particular as a constraint that has to be met (see G‑VII, 5.4.1).
– 
If the claimed technical solution of to the objective technical problem is obvious to the person skilled in the art, an objection under Art. 56 is raised.

Determination of the features contributing to the technical character of the invention should be performed for all claim features in step (i) (T 172/03, T 154/04). However, in practice, due to the complexity of this task, the examiner can normally perform the determination in step (i) on a prima facie basis only and perform the analysis at the beginning of step (iii) in a more detailed manner. In step (iii), the technical effects achieved by the differences over the selected closest prior art are determined. The extent to which the differences contribute to the technical character of the invention is analysed in relation to these technical effects. This analysis, limited to the differences, can be performed in a more detailed manner and on a more concrete basis than the one performed at step (i). It may therefore reveal that some features considered in step (i) prima facie as not contributing to the technical character of the invention do, on closer inspection, make such a contribution. The reverse situation is also possible. In such cases, the selection of the closest prior art in step (ii) might need to be revised.

When performing the analysis in steps (i) and (iii) above, care should be taken to avoid missing any features that might contribute to the technical character of the claimed subject-matter, in particular when the wording of the claim is paraphrased for the purpose of analysis if the examiner reproduces his understanding of the subject-matter of the claim in his own words during the analysis (T 756/06).