2. The first stage of substantive examination
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  9. 2.4.1 Invitation to correct deficiencies and to propose amendments (Rule 71(1) EPC)
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2.4. Communications under Rule 71(1) and (2) EPC

Overview

2.4.1 Invitation to correct deficiencies and to propose amendments (Rule 71(1) EPC)

You are viewing the 9th edition (2019) of this publication; for the 10th edition (2022) see here

The applicant's response to the search opinion required by R. 70a EPC (or filed voluntarily in response to search opinions not requiring a response) will be taken into account by the examining division when drafting the first communication (Guidelines C‑II, 3.1 – November 2018 version).

According to Art. 94(3) EPC if the examination reveals that the application or the invention to which it relates does not meet the requirements of the EPC, the examining division shall invite the applicant, as often as necessary, to file his observations and, subject to Art. 123(1) EPC to amend the application.

Further, according to R. 71(1) EPC (former R. 51(2) EPC 1973) in any communication under Art. 94(3) EPC the examining division shall, where appropriate, invite the applicant to correct any deficiencies noted and to amend the description, claims and drawings within a period to be specified.

In T 301/10 the board stated that according to the established case law developed in relation to Art. 96(2) EPC 1973 and also applicable to Art. 94(3) EPC, the expression "as often as necessary" in this article indicates that the examining division has discretion which has to be exercised objectively in the light of the circumstances of the case (see T 162/82; OJ 1987, 533; T 300/89, OJ 1991, 480; T 726/04). See also T 1734/10.

Under Art. 113(1) EPC, however, it is not necessary to give the applicant repeated opportunities to comment on the examining division's submissions if the main objections to the grant of a European patent remain the same. A further invitation to present comments following a substantiated communication in which deficiencies were recorded is only appropriate if it would appear likely that, in the light of the applicant's reply, the examination proceedings would terminate in the granting of a patent (see T 84/82, OJ 1983, 451; T 161/82, OJ 1984, 551; T 162/82, OJ 1987, 533; T 243/89; T 300/89, OJ 1991, 480; T 793/92; T 516/93).

New decisions
T 2558/18

Verweist eine Beschwerdekammer eine Angelegenheit zur Erteilung eines Patents in genau bestimmter Fassung, d.h. mit genau bezeichneten Ansprüchen, Beschreibung und Zeichnungen, an die Prüfungsabteilung zurück, so beruht die Entscheidung über die Fassung des Patents auf Artikel 111 (1) Satz 2, Variante 1, EPÜ. Diese Patentfassung ist für die Prüfungsabteilung in Anwendung des in Artikel 111 (2) EPÜ verankerten Rechtsgrundsatzes bindend (res iudicata, rechtskräftig), in deren Anwendung auch die Zurückverweisung erfolgt. Das Verfahren nach Regel 71 (6) EPÜ findet im Hinblick auf die sich aus Artikel 111 (2) EPÜ ergebende bindende Wirkung gemäß Artikel 164 (2) EPÜ keine Anwendung.

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