4. The technical problem
4.5. Alternative solution to a known problem
Article 56 EPC does not require that the problem to be solved should be novel in itself. The fact that the underlying problem of the patent have already been solved by the prior art does not necessarily require redefinition of the problem for the assessment of inventive step, if the subject-matter of the patent represents an alternative solution to this problem. (T 92/92, with reference to T 495/91; see also T 1074/93, T 780/94, T 323/03, T 78/05, T 2039/18).
For an inventive step to be present, it is not necessary to show improvement – substantial or gradual – over the prior art (T 100/90, T 588/93, T 620/99 T 1791/08). An earlier solution to a given technical problem does not preclude later attempts to solve the same problem in another, non-obvious way (T 588/93, see also T 615/05).
In T 2081/15 the non-obvious alternative solution was "technically plausible" and involved an inventive step, albeit a small one, over D1 and the skilled person's common general knowledge. On the other hand, in T 1179/16 the board noted that if the only contribution of the invention was to propose something different from the prior art (i.e. the provision of an alternative), then it was usually appropriate to consider that the skilled reader would take into account any alternative known in the underlying technical field (unless the closest prior art teaches away from it). The board stated that in such cases it might not be required to justify the selection of a particular solution, because it was assumed that an invention based on incorporating known features for the sole purpose of establishing novelty must be rendered obvious by a corresponding step of selecting any alternative known in the art. See also T 471/21.
In T 144/16 the board found the technical problem needed to be reformulated in a less ambitious way, and in view of the teaching of document (1), as the provision of alternative adhesive compositions. It noted that when looking for alternative compositions, the skilled person does not restrict the teaching of document (1) to its preferred embodiments, but takes into consideration all features taught in that document. In T 148/10 the board stated that the skilled person required no inventive skill to make a selection from known alternatives. The skilled person was able to consider advantages and disadvantages of their selection and would weigh them against each other.
In T 652/20 the board stated that there was no general requirement that all initially claimed compositions had to achieve a non-claimed technical effect to exactly the same level. Some of the initially described compositions might achieve this technical effect to a greater extent than others.
In T 1518/20 the board held that for providing an alternative method, no particular pointer from the prior art was needed to combine the teaching of secondary sources of information with that of the closest prior art. In such a scenario, in the absence of any counter-indicators that would provide teaching leading away from applying the relevant disclosure in order to modify the solution proposed in the closest prior art, a skilled person would apply such teaching rather than being conceptually and notionally confined to the disclosure of the provided examples.
In T 2004/21 the board noted that although the chewing gum of D2 had "inherent" mouthwatering properties, D2 disclosed neither these properties nor the problem of providing a mouthwatering effect in a user. "Mouthwatering" was not mentioned in any of the cited prior art documents. The claimed chewing gum which provided a "hydration or mouthwatering sensation" could therefore not be considered an alternative solution to a known problem.
- T 0769/23
In T 769/23 the board was not convinced that the alleged effect was credibly achieved over the whole scope of claim 1, based on fundamental ambiguities in the claim language which prevented the skilled reader from objectively deriving a technical function for feature (e). Consequently it found that feature (e) did not produce a credible technical effect over the whole scope of the claim. It therefore regarded its as a non-functional modification of the disclosure in document D2.
The board noted that the absence of a credible technical effect over the whole range claimed had direct consequences for the application of the problem-solution approach in the assessment of inventive step. It acknowledged that the case law had developed two main approaches for assessing inventive step in such situations..
The board identified the first approach, seen in decisions such as T 1179/16 and applied by the opposition division in the present case, as to formulate the objective technical problem as "providing an alternative". However, the board considered this approach problematic, at least in the present case, as it could lead to paradoxical outcomes. The "teaching away" exception mentioned in Reasons 3.4.4 of T 1179/16, presupposed a technical, i.e. functional, reason for avoiding a feature. Yet, this created a logical inconsistency if the feature itself had been determined to genuinely have no technical effect. In the board's view, the "teaching away" concept, when assessing inventive step under Art. 56 EPC, must be based on technical reasons, but a feature that is truly non-functional could not be the subject of a technical "teaching away". The board therefore held that a distinction had to be made between "functional alternatives" and "non-functional modifications". The formulation of the objective technical problem as "providing an alternative" was only appropriate for the former. For the latter, it held a different approach was warranted.
The board found that where distinguishing features constituted non-functional modifications, the problem-solution approach could be concluded without the formulation of an (artificial) objective technical problem (see also the board’s earlier decision T 1465/23). Accordingly, it held that an arbitrary and non-functional modification of the prior art could not support an inventive step.
Applying this latter approach to the present case, the board concluded that feature (e) was a non-functional modification of the system of D2. Consequently, it could not contribute to an inventive step.