3. Clarity of claims
3.4. Clarity of broad claims
It was established in T 238/88 (OJ 1992, 709) that the clarity of a claim is not diminished by the mere breadth of a term of art (e.g. "alkyl") contained in it, if the meaning of such term – either per se or in the light of the description – is unambiguous for a person skilled in the art (see also in this chapter II.A.6. "Interpretation of claims").
However, in T 935/14 the board also pointed out that broad features could only be considered clear under the proviso that the borders of the – broad – scope of protection could be clearly inferred by the skilled person. This made the distinction between broad but clear and broad and vague.
In T 523/91 the board held that the wording "plastics in combination with inserts" and "this insert is combined with the plastics granules in a wound or folded manner" did not cause the subject-matter of the claim to be unclear within the meaning of Art. 84 EPC 1973. Although the nature of the combination covered many possibilities, the resulting subject-matter of the claim was broad rather than unclear. The broadness of a claim could not be contested on its own but only in conjunction with other criteria such as novelty, inventive step or reproducibility.
Likewise in T 688/91 the board stated that a broad claim was not to be equated with one lacking clarity. The claim was worded as follows: "Integrated microprogrammed apparatus [...] with apparatus to generate [...] T-states [...] characterised in that [...] the generation [...] of the [...] T-states [...] is in each case effected as a function of preceding T-states and of state parameters such as the instantaneous values of state and/or mode signals [...]". The board held that, even if the words "such as" were understood to mean "for example", with the result that the subsequent information was not to be interpreted in a restrictive sense, the words "state parameters" were clear in as much as they conveyed the fact that T-state generation was to be effected as a function of any parameters representing one of the states of the apparatus. Although the claim was to be regarded as broad, since the terms used were open to general interpretation, breadth was not to be equated with an absence of clarity.
In T 630/93 the board noted that Art. 84, first sentence, EPC 1973 implied that it was not always necessary for a claim to identify technical features or steps in full detail. The function of the essential features, although normally expressed in technical terms, was often to define the borders of an invention rather than details of the invention within those borders. Thus, essential features could often be of a very general character and in extreme cases indicate only principles or a new idea (see also chapter II.C. "Sufficiency of disclosure").
In T 29/05 it was held that the existence of unrelated subject-matter in the claims at issue was merely hypothetical, and no evidence had been provided by the examining division to support its possible presence in the prior art. In the absence of such evidence, each and every nucleic acid molecule (as specified) had to be assumed to be related to the subject-matter disclosed in the application. The fact that a large number of possible nucleic acid sequences might fall within the scope of the claim was not a reason for raising a lack of clarity objection.
In T 2154/11 the board held that the objections of the examining division that the expressions "metadata describing an event", "taking", "connecting" were broad and embraced well-known activities were not considered per se a valid reason for a lack of clarity. The fact that some of these method steps might be understood to refer to "mental acts" or "normal human actions" was also no valid reason for a finding of lack of clarity as long as these steps did not give rise to ambiguity, as in the case in hand. If a method step could be interpreted to refer to a normal human activity, then this assessment should be taken into account for novelty and inventive step.
According to the board in T 712/21. the terms hydrodeoxygenation ("HDO") and hydrodewaxing ("HDW") had a generally accepted meaning in the underlying technical field. Therefore, although the scope of these features could overlap with that of similar processes (e.g. whether a hydrotreating process or a hydroisomerisation step would fall within or outside the scope of HDO or HDW, respectively), such challenges did not arise due to a faulty or incomplete definition, but because language cannot comprehensively capture every detail of real-life objects or processes, an issue which becomes more pronounced when features are broadly defined. The board concluded that the features HDO and HDW were clear to a person skilled in the art and that any ambiguity in distinguishing them from other similar processes should be attributed to the inherent limitations of technical language.
The principle whereby a broad claim is not unclear per se has also been applied in e.g. T 393/91, T 456/91, T 530/94, T 950/97, T 103/00, T 1173/03, T 1345/08, T 2220/09, T 2068/10, T 745/11, T 125/15, T 901/16, T 1821/16 and T 2676/16.
- T 2387/22
In T 2387/22 claim 1 according to auxiliary requests 9 to 11 defined the use of a Vacuum Metallised Pigment (VMP) in a flexographic ink formulation for providing the following technical effects: "fewer print defects, higher hiding and stronger colour and allowing a lower volume anilox". The respondent (patent proprietor) submitted that according to G 2/88, when a use claim defined technical purposes or effects, these were to be interpreted as functional features restricting the scope of protection.
According to the appellant (opponent) these functional features did not meet the requirement of clarity under Art. 84 EPC, since they were defined using relative terms as well as diffusely defined concepts. The respondent replied that it was a well-established practice of the boards to allow the definition of effects or purposes in non-medical use claims using broad and/or relative terms.
The board observed that there was no basis – be it in the case law or in the EPC – for concluding that the limiting functional features of a use claim are exempt from the clarity requirement under Art. 84 EPC or somehow exposed to lower standards in this respect. It however emphasised that – irrespective of whether a claim was directed to a use or to any other category of subject-matter – the mere breadth of protection did not in itself imply a lack of clarity. The decisive consideration was whether the feature(s) in question gave(s) rise, or could plausibly give rise, to legal uncertainty when assessing whether a particular subject-matter falls within or outside the scope of protection conferred by the claim.
Moreover, the board stated that, where the invention was based on the discovery of a new technical effect of a known entity (as in G 2/88 and G 6/88), it was generally accepted in practice to define that effect in correspondingly broad terms, provided the effect was sufficiently distinct to clearly delimit the scope of protection with respect to the prior art. The situation in the present case was, however, fundamentally different. The use claim did not seek to define distinct technical effects, but rather relative improvements in the achievement of such effects..
The board held that where a claimed invention is defined by the use of a known entity to achieve a known technical effect or purpose, and the alleged technical contribution lies in a relative improvement or enhancement of that effect or purpose, the requirement of clarity under Art. 84 EPC generally demands that the feature defining such relative improvement or enhancement be expressed in objectively verifiable terms, thereby ensuring legal certainty regarding the scope of protection. In these "relative-improvement" scenarios, any imprecise functional language could blur the distinction between claimed and known uses, giving rise to the very legal uncertainty that the clarity requirement is intended to prevent.
In the present case, the board concluded that no objective criteria were available for determining when the number of print defects, the degree of hiding, the colour intensity or the anilox volume could be regarded as sufficiently low or high for other uses to fall within or outside the scope of the claim. As a result, the subject-matter of claim 1 could not be assessed objectively in relation to the prior art, which gave rise to legal uncertainty and therefore failed to meet the clarity requirement of Art. 84 EPC.