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9.2. Problem-solution approach when applied to mixed-type inventions
  1. Home
  2. Legal texts
  3. Case Law of the Boards of Appeal
  4. Case Law of the Boards of Appeal of the European Patent Office
  5. I. Patentability
  6. D. Inventive step
  7. 9. Assessment of inventive step
  8. 9.2. Problem-solution approach when applied to mixed-type inventions
  9. 9.2.11 Assessment of features relating to a presentation of information
  10. b) Graphical user interfaces
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9.2.11 Assessment of features relating to a presentation of information

Overview

b) Graphical user interfaces 

A GUI layout (graphical user interface) as such is considered to be non-technical, being a "presentation of information" (Art. 52(2)(d) EPC; T 1741/08 citing T 1143/06). See also T 1214/09, T 1185/13.

Features concerning the graphic design of user interfaces do not have a technical effect, because their design is not based on technical considerations, but on general intellectual considerations as to which design is particularly appealing to a user (EPC Guidelines G‑II, 3.7.1 – April2025 version). For example, the colour (see T 1567/05, T 726/07, T 1734/11), shape (T 677/09), size (T 823/07, T 1237/07), layout (T 756/06, T 1741/08, T 1214/09), arrangement of items on the screen (T 643/00, T 1237/10) or the information content of a message displayed is usually not a technical aspect of a graphical user interface. An exception would be if these features contribute to achieving a particular technical effect (T 1741/08, T 1143/06).

A feature defining a presentation of information produces a technical effect if it credibly assists the user in performing a technical task by means of a continued and/or guided human-machine interaction process (T 336/14, T 1802/13 and T 1185/13). Such a technical effect is considered credibly achieved if the assistance to the user in performing the technical task is objectively, reliably and causally linked to the feature. This would not be the case if the alleged effect depends on subjective interests or preferences of the user (EPC Guidelines G‑II, 3.7 – April 2025 version).

In T 1235/07 the board took a wider view of "presentation of information" than just the actual information that is displayed, the so-called cognitive content, to include also structural aspects of how the information is displayed. This broader meaning was supported by almost the only reference to the presentation of information in the travaux préparatoires. In the board's view, such additional aspects can only contribute to inventive step if they have technical character. The board considered the circumstances of the case in hand to be similar to those in T 1143/06, but they were even less convincing because the invention was merely a visual display of a known analysis technique using known means, whereas in T 1143/06 the idea of varying the speed of the element was at least not known.

In T 211/21 the board held that to complement automatisation with human intervention, providing means enabling a skilled artisan to actively intervene in an automated process for producing foods and to provide a backup to pre-programmed procedures was an obvious measure. Including a user interface having two separate push-buttons to enable the skilled artisan to send a request for assistance and for triggering data transmission was also considered to be obvious by the board. User interfaces having touch buttons are commonly used in the field.

In T 1245/20 the application related to methods of identifying an application type of unknown data that may be encountered during a data recovery process. The board held that the construction of the mapping according to the claimed invention was performed based on non-technical rather than technical considerations. The mapping itself was also considered to be non-technical. The board was also not convinced that there was a credible increase in the speed of the mapping of the retrieved data to a particular application type over the whole scope of the claim. One question that arose was whether the method of claim 1 had the potential to cause technical effects. But the mapping and display of the data record in a respective column of the user interface resulting from the claimed method was not specifically adapted for any technical use (G 1/19).

In T 2760/18 the appellant argued that it was not necessary to describe in the application how a user should use the claimed GUI for navigation as this was intuitive. The board did not find this argument convincing because intuition is subjective. It depends on personal factors, such as experience, preferences and cognitive abilities (T 407/11). A credibly achieved technical effect, however, requires an objective and reliable link between the feature and the effect. Since the effect of improved navigation depended on the user's intuition, i.e. on the user's subjective evaluation, it was not credibly achieved.

In T 415/21, the board held that the distinguishing features concerned a graphical user interface (GUI) and presentation of information. While the layout of a GUI was usually not considered to be technical, a user-interface element that the user could activate to trigger an associated action was a technical part of the user interface (T 2028/11).

i) Broken technical chain

In T 1741/08 the board made clear that "lowering the cognitive burden of the user" is not of itself a technical effect (T 1143/06 followed, T 49/04 not followed). It found that the reduction in use of resources would be caused by the way the brain of the user perceives and processes the visual information given by a particular way of presenting information. The appellant also argued that there was a chain of effects. But in terms of technical effects this was a broken chain. The board did not accept that such a broken chain could be used as evidence of the required technical effect overall ("broken-technical-chain fallacy"; see also T 158/88, T 603/89 and T 1670/07). Following T 1143/06, the board considered a GUI layout as such to be non-technical, being a "presentation of information" (Art. 52(2)(d) EPC).

In T 1670/07 the board confirmed the "broken-technical-chain fallacy" (T 1741/08) and cited T 603/89 and T 1670/07 as examples. The board held that the possible final technical effect brought about by the action of a user could not be used to establish an overall technical effect because it was conditional on the mental activities of the user.

In T 1214/09 turned on whether improving a human's cognitive evaluation of certain information by changing the manner in which the information is presented was non-technical. The board considered the alleged effect not to be a technical effect since in the context of this invention any improvement in the efficiency of image retrieval can only be the result of the non-technical improvement in the user's evaluation of the displayed thumbnail file images.

In T 306/10 the board cited T 1741/08 and decided that the selection of an item for recommendation to a user did not qualify as a technical purpose (see also T 1869/08). From a technical point of view the recommendations were irrelevant, because while making "good" or "bad" recommendations might lead to different user reactions and thereby, in the end, to different technical results, such results did not qualify as a technical effect of the recommendations, as they depended on subjective choices made by the user. The board in T 183/21 held that while recommending products was not generally recognised as having technical character, the technical effect of the distinguishing features was that the use of network bandwidth required to provide the training data to the recommender system was minimised, as was the amount of storage necessary for storing said training data in the communications system. The amount of training data was indirectly limited via the tendency/convergence of the measured performance metric towards, or oscillation around, the predetermined level of recommendation performance, which was not necessarily the maximum achievable level of recommendation performance. The board came to the conclusion that this technical effect was achieved.

In T 1834/10 a web page is made more attractive to potential customers by presenting images in a lively manner, and the images to be presented are selected and displayed automatically so that the presentation can be changed rapidly. The board noted that however innovative an attractive content selection may be, it related to a presentation of information which was a priori non-technical (Art. 52(2)(d) EPC), even if it lowers a user's cognitive burden (T 1741/08) or prompts the user to start some technical action (broken technical chain, T 1741/08, T 1670/07).

The board in T 49/04 decided otherwise, finding that technical aspects could not be ruled out in the design and use of a graphic interface. Furthermore, the presentation of natural language text on a display in a manner which improved readability, enabling users to perform their task more efficiently, related to how, i.e. by what physical arrangement of the text, cognitive content was conveyed to the reader and could thus be considered as contributing a technical solution to a technical problem.

In T 619/98 it was held that an action performed by a user in response to a message in the form of questions or suggestions concerning the technical functioning of an apparatus did not render the form of the information technical. The board in T 1143/06 came to the same conclusion, holding that an action (possibly) performed by a user in response to a message concerning the technical functioning of an apparatus did not necessarily render technical the information conveyed. The board came to the conclusion that the information provided according to the relevant features could not credibly support a continued and guided human-machine interaction process. Thus, it could not assist the user in performing the technical task. It only addressed the human mental process of an "average user", however the latter was supposed to be defined based on personal skills and preferences (see e.g. T 407/11).

In T 752/19 the board held that improved patient compliance to a pharmaceutical formulation could not be used to establish an overall technical effect if it was the result of a "broken technical chain", namely an alleged chain of technical effects starting with information provided to a patient, which was then broken by the patient's mental activities.

ii) Features of the graphic design

In T 244/00 the board stated that the graphic design of menus was, as a rule, not a technical aspect of a menu-driven control system (see T 154/04, OJ 2008, 46; T 125/04, T 1143/06).

T 333/95 concerned using a computer to produce animations. However, the board in that case clearly considered the feature of "making said graphics object the current cursor" as a technical feature per se. This "graphics object cursor" replaced the normal cursor (also technical) and its movements were recorded and translated into a kind of programming language. There was at least a technical effect in allowing the user to move the selected object around under control of the mouse.

In T 125/04 the board stated that, in general, the task of designing diagrams is non-technical. This is so even if the diagrams arguably convey information in way which a viewer may intuitively regard as particularly appealing, lucid or logical. In T 125/04 the invention, like T 643/00, also concerned an arrangement of images but was different in that only the information conveyed by the images, i.e. their "cognitive content" (see T 1194/97, OJ 2000, 525), was relevant. The new features had to do with how this content was represented. Unlike T 643/00, the invention provided no information about the computer system itself, such as the location where the data are stored.

In T 1073/06, the underlying GUI was configured, upon user input, to display objects of a simulation model, including graphical link representations to improve the ease of a user's comprehension of the model. The deciding board held that an improvement in the comprehension of a model is a purely mental effect, so that the problem solved was not seen as being technical.

iii) Support in performing a technical task

In T 1741/08 the board held that not everything that supports a technical task has itself a technical character.

In T 1802/13 the issue was "how" specific cognitive data was actually presented rather than "what" was presented. The crucial consideration was therefore that the feature involved presenting cognitive content which addressed solely the user's mental process. It was established case law of the boards of appeal that, as a general rule, "lowering the cognitive burden of a user" could not, per se, be considered to be a technical effect (see e.g. T 1741/08, T 1539/09, T 1237/10 and T 1105/17).

In T 336/14 the board held that in the assessment of inventive step of a claim, in which the non-technical features relate to cognitive content presented to the user of a graphical user interface, i.e. relate to "what" is presented rather than "how" something is presented, it has to be analysed whether the GUI together with the content presented credibly assists the user in performing a technical task (related to "why" that content is presented) by means of a continued and/or guided human-machine interaction process. It has to be established whether the information supplied based on the relevant features credibly enable the user to properly operate the technical system in question, or whether it only addresses the human mental process of an "average user" (on this point, see also T 1895/17 and T 772/18).

In T 374/21 the boad negated any parallels with T 336/14 as drawn by the appellant. It explained that in T 336/14, a distinction had been made between information indicating an operation state, a condition, or an event internal to the underlying technical system, prompting the system user to interact with it in a continued and/or guided way for enabling its proper functioning on the one hand, and information representing a state of a non-technical application run on that technical system on the other hand. The former was considered to be technical whereas the latter was not. In the context of the present invention, which concerned a computer-implemented trading tool for generating and displaying trading information and trading strategies for an option, the underlying technical system would be the computer system. However, the user rather interacted with data relating to the price of an asset i.e. cognitive data which lacked technical function and character. Thus, the boad held that the present invention fell into the second, non-technical category of information mentioned in T 336/14.

In T 690/11 the invention concerned a dialysis system which comprised a display device, a web server and web browser operating with the display device to display information that could guide an operator through the set-up procedure for performing a dialysis treatment and then illustrate the progress of that treatment. In the board's opinion, the claimed features possessed more than mere information content directed exclusively to the human mind. The claimed display related to the interaction between the system and the operator and hence, implied technical means for the transmission and handling of respective signals contributing to the correct operation of the system. This conferred a technical character on the claimed features.

In T 297/20 the board held that the mere change, by an operator, of the degree of abstraction of a graphical view ("condensation") of a power grid did not credibly assist a user in performing a technical task by means of a continued and/or guided human-machine interaction process within the meaning of T 336/14 and T 1802/13 and thus could not bring about a technical effect.

New decisions
T 1468/21

In T 1468/21 the differentiating features solved the technical problem of providing a fully autonomous locker. Feature [C] related to a particular way of creating or determining the opening code and of storing it in the locker. Features [E], [F], [G] and [H] related to the specific set-up of an autonomous locker and its relationship with the remote server / central control system in order to correctly distribute the valid opening code to the user and synchronise the autonomous locker with the central control system. Although the locker was autonomous with respect to other structural units like a telecommunication network or the central control system, the opening codes in the locker and the remote server needed to be updated and synchronised after the delivered goods had been collected from the autonomous locker (or delivered to the locker). The new opening codes had to be generated and synchronised in both the locker and the remote server.

The five differentiating features [C], [E], [F], [G] and [H] were at least partially linked to the objective technical problem of rendering the locker autonomous; however, according to the board these features solved three separate technical "sub-problems" related to the cited technical problem. The first sub-problem related to the question of how the opening codes are created or selected. The second sub-problem related to the question of how to provide the same opening codes in the locker and the remote server. The third sub-problem related to the question of how to synchronise both separate units.

With regard to the examining division's reasoning regarding the "broken technical chain fallacy", the board held that it was true that the locker and the "one or more terminals (4, 4')" were not technically linked to each other. The user's intervention was required to inform the remote server, via the "one or more terminals (4, 4')", that the locker door had been opened and/or closed; however, in the present case, contrary to cases T 1670/07 and T 1741/08, there was no "broken technical chain", since the user only enters a single piece of objective information on the "one or more terminals (4, 4')" without any subjective choice or specific mental activity on their part.

In contrast to this, case T 1670/07 concerned optimising a shopping itinerary in which the vendors visited are selected according to the customer's user profile. The deciding board found that "the possible final technical effect brought about by the action of a user cannot be used to establish an overall technical effect because it is conditional on the mental activities of the user". In the deciding board's view, the technical effect, if present at all, depended on the user's reaction to the itinerary. The deciding board further explained, with reference to T 1741/08, that a user's reaction to a piece of (non-technical) information was considered to be a "broken technical chain fallacy".

T 1741/08 concerned a graphical user interface (GUI) designed to assist the user in making choices on the GUI. The user's reaction is not a simple confirmation of a status quo by the user to the technical system, but instead the user responds subjectively to the information provided on the GUI. The board in the case in hand found that in contrast to these decisions, it becomes evident that a "user's reaction to information" is more than simple "feedback" in response to an actual situation. A "user's reaction to information" involves a subjective mental act performed by the user that is clearly distinct from simple feedback. Moreover, the user will recognise the simple feedback as an essential element for correctly using a technical system, as in the present case in which the user has no choice (apart from deciding whether or not to provide the expected input). For example, case T 1741/08 was in contrast to this, in which a user's reaction to information consisted of a selection from several given and offered possibilities. It could be argued that the entire process is stopped by a missing or incorrect user input (i.e. simple "feedback"); however, in the present case, this process interruption should not be interpreted as a possible "broken technical chain" since it is not the technical chain that is broken by subjective intervention of a user involving its reaction to information; the technical chain is merely broken by the claimed technical system being incorrectly used by the user.

Therefore, inputting a single piece of information, which represents feedback on a factual, objective situation from a user within a technical process and does not require any mental activity on the part of the user, i.e. no specific reaction by the user to information, does not immediately lead to a "broken technical chain fallacy". The board therefore concluded that the examining division's decision was incorrect and that the subject-matter defined in claim 1 was inventive.

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