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Unitary Patent and Unified Patent Court – Contents
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Agreement on a Unified Patent Court

Overview

Agreement on a Unified Patent Court

Table of Contents

PART I – GENERAL AND INSTITUTIONAL PROVISIONSArticle 1 – Article 35

CHAPTER IGENERAL PROVISIONSArticle 1 – Article 5
Article 1Unified Patent Court
Article 2Definitions
Article 3Scope of application
Article 4Legal status
Article 5Liability
CHAPTER IIINSTITUTIONAL PROVISIONSArticle 6 – Article 14
Article 6The Court
Article 7The Court of First Instance
Article 8Composition of the panels of the Court of First Instance
Article 9The Court of Appeal
Article 10The Registry
Article 11Committees
Article 12The Administrative Committee
Article 13The Budget Committee
Article 14The Advisory Committee
CHAPTER IIIJUDGES OF THE COURTArticle 15 – Article 19
Article 15Eligibility criteria for the appointment of judges
Article 16Appointment procedure
Article 17Judicial independence and impartiality
Article 18Pool of Judges
Article 19Training framework
CHAPTER IVTHE PRIMACY OF UNION LAW, LIABILITY AND RESPONSIBILITY OF THE CONTRACTING MEMBER STATESArticle 20 – Article 23
Article 20Primacy of and respect for Union law
Article 21Requests for preliminary rulings
Article 22Liability for damage caused by infringements of Union law
Article 23Responsibility of the Contracting Member States
CHAPTER VSOURCES OF LAW AND SUBSTANTIVE LAWArticle 24 – Article 30
Article 24Sources of law
Article 25Right to prevent the direct use of the invention
Article 26Right to prevent the indirect use of the invention
Article 27Limitations of the effects of a patent
Article 28Right based on prior use of the invention
Article 29Exhaustion of the rights conferred by a European patent
Article 30Effects of supplementary protection certificates
CHAPTER VIINTERNATIONAL JURISDICTION AND COMPETENCEArticle 31 – Article 34
Article 31International jurisdiction
Article 32Competence of the Court
Article 33Competence of the divisions of the Court of First Instance
Article 34Territorial scope of decisions
CHAPTER VIIPATENT MEDIATION AND ARBITRATIONArticle 35 – Article 35
Article 35Patent mediation and arbitration centre

PART II – FINANCIAL PROVISIONSArticle 36 – Article 39

Article 36Budget of the Court
Article 37Financing of the Court
Article 38Financing of the training framework for judges
Article 39Financing of the Centre

PART III – ORGANISATION AND PROCEDURAL PROVISIONSArticle 40 – Article 82

CHAPTER IGENERAL PROVISIONSArticle 40 – Article 48
Article 40Statute
Article 41Rules of Procedure
Article 42Proportionality and fairness
Article 43Case management
Article 44Electronic procedures
Article 45Public proceedings
Article 46Legal capacity
Article 47Parties
Article 48Representation
CHAPTER IILANGUAGE OF PROCEEDINGSArticle 49 – Article 51
Article 49Language of proceedings at the Court of First Instance
Article 50Language of proceedings at the Court of Appeal
Article 51Other language arrangements
CHAPTER IIIPROCEEDINGS BEFORE THE COURTArticle 52 – Article 55
Article 52Written, interim and oral procedures
Article 53Means of evidence
Article 54Burden of proof
Article 55Reversal of burden of proof
CHAPTER IVPOWERS OF THE COURTArticle 56 – Article 72
Article 56The general powers of the Court
Article 57Court experts
Article 58Protection of confidential information
Article 59Order to produce evidence
Article 60Order to preserve evidence and to inspect premises
Article 61Freezing orders
Article 62Provisional and protective measures
Article 63Permanent injunctions
Article 64Corrective measures in infringement proceedings
Article 65Decision on the validity of a patent
Article 66Powers of the Court concerning decisions of the European Patent Office
Article 67Power to order the communication of information
Article 68Award of damages
Article 69Legal costs
Article 70Court fees
Article 71Legal aid
Article 72Period of limitation
CHAPTER VAPPEALSArticle 73 – Article 75
Article 73Appeal
Article 74Effects of an appeal
Article 75Decision on appeal and referral back
CHAPTER VIDECISIONSArticle 76 – Article 82
Article 76Basis for decisions and right to be heard
Article 77Formal requirements
Article 78Decisions of the Court and dissenting opinions
Article 79Settlement
Article 80Publication of decisions
Article 81Rehearing
Article 82Enforcement of decisions and orders

PART IV – TRANSITIONAL PROVISIONSArticle 83 – Article 83

Article 83Transitional regime

PART V – FINAL PROVISIONSArticle 84 – Article 89

Article 84Signature, ratification and accession
Article 85Functions of the depositary
Article 86Duration of the Agreement
Article 87Revision
Article 88Languages of the Agreement
Article 89Entry into force

ANNEX I – Statute of the unified patent courtArticle 1 – Article 38

Article 1Scope of the Statute
CHAPTER IJUDGESArticle 2 – Article 12
Article 2Eligibility of judges
Article 3Appointment of judges
Article 4Judges' term of office
Article 5Appointment of the members of the Advisory Committee
Article 6Oath
Article 7Impartiality
Article 8Immunity of judges
Article 9End of duties
Article 10Removal from office
Article 11Training
Article 12Remuneration
CHAPTER IIORGANISATIONAL PROVISIONSArticle 13 – Article 25
SECTION 1COMMON PROVISIONSArticle 13 – Article 17
Article 13President of the Court of Appeal
Article 14President of the Court of First Instance
Article 15Presidium
Article 16Staff
Article 17Judicial vacations
SECTION 2THE COURT OF FIRST INSTANCEArticle 18 – Article 20
Article 18Setting up and discontinuance of a local or regional division
Article 19Panels
Article 20Pool of Judges
SECTION 3THE COURT OF APPEALArticle 21 – Article 21
Article 21Panels
SECTION 4THE REGISTRYArticle 22 – Article 25
Article 22Appointment and removal from office of the Registrar
Article 23Duties of the Registrar
Article 24Keeping of the register
Article 25Sub-registries and Deputy-Registrar
CHAPTER IIIFINANCIAL PROVISIONSArticle 26 – Article 33
Article 26Budget
Article 27Authorisation for expenditure
Article 28Appropriations for unforeseeable expenditure
Article 29Accounting period
Article 30Preparation of the budget
Article 31Provisional budget
Article 32Auditing of accounts
Article 33Financial Regulations
CHAPTER IVPROCEDURAL PROVISIONSArticle 34 – Article 38
Article 34Secrecy of deliberations
Article 35Decisions
Article 36Dissenting opinions
Article 37Decision by default
Article 38Questions referred to the Court of Justice of the European Union
ANNEX II – Distribution of cases within the central division

 

THE CONTRACTING MEMBER STATES –

CONSIDERING that cooperation amongst the Member States of the European Union in the field of patents contributes significantly to the integration process in Europe, in particular to the establishment of an internal market within the European Union characterised by the free movement of goods and services and the creation of a system ensuring that competition in the internal market is not distorted;

CONSIDERING that the fragmented market for patents and the significant variations between national court systems are detrimental for innovation, in particular for small and medium sized enterprises which have difficulties to enforce their patents and to defend themselves against unfounded claims and claims relating to patents which should be revoked;

CONSIDERING that the European Patent Convention ("EPC") which has been ratified by all Member States of the European Union provides for a single procedure for granting European patents by the European Patent Office;

CONSIDERING that by virtue of Regulation (EU) No 1257/20121, patent proprietors can request unitary effect of their European patents so as to obtain unitary patent protection in the Member States of the European Union participating in the enhanced cooperation;

WISHING to improve the enforcement of patents and the defence against unfounded claims and patents which should be revoked and to enhance legal certainty by setting up a Unified Patent Court for litigation relating to the infringement and validity of patents;

CONSIDERING that the Unified Patent Court should be devised to ensure expeditious and high quality decisions, striking a fair balance between the interests of right holders and other parties and taking into account the need for proportionality and flexibility;

CONSIDERING that the Unified Patent Court should be a court common to the Contracting Member States and thus part of their judicial system, with exclusive competence in respect of European patents with unitary effect and European patents granted under the provisions of the EPC;

CONSIDERING that the Court of Justice of the European Union is to ensure the uniformity of the Union legal order and the primacy of European Union law;

RECALLING the obligations of the Contracting Member States under the Treaty on European Union (TEU) and the Treaty on the Functioning of the European Union (TFEU), including the obligation of sincere cooperation as set out in Article 4(3) TEU and the obligation to ensure through the Unified Patent Court the full application of, and respect for, Union law in their respective territories and the judicial protection of an individual's rights under that law;

CONSIDERING that, as any national court, the Unified Patent Court must respect and apply Union law and, in collaboration with the Court of Justice of the European Union as guardian of Union law, ensure its correct application and uniform interpretation; the Unified Patent Court must in particular cooperate with the Court of Justice of the European Union in properly interpreting Union law by relying on the latter's case law and by requesting preliminary rulings in accordance with Article 267 TFEU;

CONSIDERING that the Contracting Member States should, in line with the case law of the Court of Justice of the European Union on non-contractual liability, be liable for damages caused by infringements of Union law by the Unified Patent Court, including the failure to request preliminary rulings from the Court of Justice of the European Union;

CONSIDERING that infringements of Union law by the Unified Patent Court, including the failure to request preliminary rulings from the Court of Justice of the European Union, are directly attributable to the Contracting Member States and infringement proceedings can therefore be brought under Article 258, 259 and 260 TFEU against any Contracting Member State to ensure the respect of the primacy and proper application of Union law;

RECALLING the primacy of Union law, which includes the TEU, the TFEU, the Charter of Fundamental Rights of the European Union, the general principles of Union law as developed by the Court of Justice of the European Union, and in particular the right to an effective remedy before a tribunal and a fair and public hearing within a reasonable time by an independent and impartial tribunal, the case law of the Court of Justice of the European Union and secondary Union law;

CONSIDERING that this Agreement should be open to accession by any Member State of the European Union; Member States which have decided not to participate in the enhanced cooperation in the area of the creation of unitary patent protection may participate in this Agreement in respect of European patents granted for their respective territory;

CONSIDERING that this Agreement should enter into force on 1 January 2014 or on the first day of the fourth month after the 13th deposit, provided that the Contracting Member States that will have deposited their instruments of ratification or accession include the three States in which the highest number of European patents was in force in the year preceding the year in which the signature of the Agreement takes place, or on the first day of the fourth month after the date of entry into force of the amendments to Regulation (EU) No 1215/20122 concerning its relationship with this Agreement, whichever is the latest,

HAVE AGREED AS FOLLOWS:

 

1Regulation (EU) No 1257/2012 of the European Parliament and of the Council of 17 December 2012 implementing enhanced cooperation in the area of the creation of unitary patent protection (OJEU L 361, 31.12.2012, p. 1) including any subsequent amendments.

2Regulation (EU) No 1215/2012 of the European Parliament and of the Council of 12 December 2012 on jurisdiction and the recognition and enforcement of judgments in civil and commercial matters (OJEU L 351, 20.12.2012, p. 1) including any subsequent amendments.

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