European Patent Office
Supplementary publication

Supplementary publication 3

Overview

Index
1 - January
2 - February
3 - March
4 - April
5 - May
6 - June
7 - July
8 - August
9 - September
10 - October
11 - November
12 - December
Supplementary publications
Supplementary publication 1
Supplementary publication 2
Supplementary publication 3

    Pages 82-90

    Citation: Supplementary publication 3, OJ EPO 2018, 82

    Online publication date: 18.6.2018

    ANNEXES

    ANNEX 1

    Decisions discussed in the Case Law Report 2017

    I.

    PATENTABILITY

     

     

     

     

    A.

    Exceptions to patentability

     

    1.

    Essentially biological processes for the production of plants

     

     

    T 2323/11 3.3.04 24.01.17

    2

    2.

    Therapeutic methods

     

    2.1

    Methods with both therapeutic and non-therapeutic indications

     

     

    T 158/13 3.3.10 17.11.16

    T 44/12 3.2.02 11.01.17

    3

    4

     

     

     

    B.

    Novelty

     

    1.

    State of the art

     

     

    T 1090/12 3.5.06 29.06.17

    5

    2.

    Availability to the public

     

    2.1

    Advertising brochure

     

     

    T 523/14 3.2.03 17.02.17

    6

    2.2

    Public prior use

     

    2.2.1

    Internal structure or composition of a product

     

     

    T 2048/12 3.3.06 19.01.16

    7

    2.3

    Obligation to maintain secrecy

     

     

    T 1829/12 3.5.02 17.02.17

    7

    2.4

    Making samples/products available for test purposes

     

     

    T 2068/15 3.3.09 25.01.17

    8

    3.

    Determining the content of the relevant prior art

     

    3.1

    General rules of interpretation

     

     

    T 1658/12 3.4.03 06.04.17

    10

    4.

    First and second medical use

     

    4.1

    Interpretation of "substance or composition"

     

     

    T 1758/15 3.2.08 11.07.17

    10

     

     

     

    C.

    Inventive step

     

    1.

    Closest prior art

     

    1.1

    Speculative character

     

     

    T 725/11 3.3.01 13.03.17

    11

    2.

    Assessment of inventive step

     

    2.1

    Technical character of the invention

     

     

    T 630/11 3.5.01 13.07.17

    12

    2.2

    Assessment of features relating to mathematical algorithms

     

     

    T 625/11 3.4.01 19.01.17

    13

    2.3

    Example of lack of inventive step

     

     

    T 519/12 3.4.01 17.03.17

    14

    3.

    Secondary indicia in the assessment of inventive step

     

     

    T 1892/12 3.2.05 30.09.16

    14

     

     

     

    II.

    PATENT APPLICATION AND AMENDMENTS

     

     

     

     

    A.

    Claims

     

    1.

    Clarity of claims

     

     

    T 268/13 3.2.05 07.07.17

    15

    2.

    Interpretation of claims

     

     

    T 1513/12 3.4.01 21.09.17

    15

     

     

     

    B.

    Unity of invention

     

    1.

    Unsearched subject-matter and applicability of Rule 137(5) EPC or former Rule 164(2) EPC

     

     

    T 145/13 3.4.03 10.02.17

    15

     

     

     

    C.

    Sufficiency of disclosure

     

    1.

    The relationship between Article 83 and Article 84 EPC

     

     

    T 2290/12 3.2.05 13.10.16

    17, 60

     

     

     

    D.

    Priority

     

    1.

    Priority right of the applicant or his successor in title

     

     

    T 1201/14 3.5.05 09.02.17

    18

    2.

    Disclosure in the previous application as a whole – solution of the same problem

     

     

    T 1434/13 3.5.07 13.09.16

    20

    3.

    First application – identity of invention

     

     

    T 1525/12 3.5.07 23.03.17

    21

    4.

    Multiple priorities for one claim – partial priority – application of G 1/15

     

     

    T 282/12 3.3.07 09.11.17

    T 260/14 3.3.07 13.04.17

    T 1519/15 3.2.01 03.08.17

    22

    24

    26

     

     

     

    E.

    Amendments

     

    1.

    Article 123(2) EPC – added subject-matter

     

    1.1

    Gold standard and essentiality test

     

     

    T 1852/13 3.2.05 31.01.17

    T 2599/12 3.2.04 05.05.17

    T 782/16 3.3.07 18.07.17

    27

    27

    28

    1.2

    Ranges – setting a new end-point with a value that has not been expressly disclosed

     

     

    T 1986/14 3.3.10 11.10.16

    28

    1.3

    Disclaimers

     

     

    G 1/16 18.12.17

    29

    2.

    Article 123(3) EPC

     

    2.1

    Extent of protection

     

     

    T 1896/11 3.4.01 25.11.16

    31

     

     

     

    F.

    Divisional applications

     

    1.

    1. Inadmissible extension – amending the description

     

     

    T 835/11 3.2.05 16.03.17

    32

    2.

    Language for filing divisional application

     

     

    J 13/14 3.1.01 13.12.16

    32

    3.

    Pendency of earlier application

     

     

    J 10/16 3.1.01 26.09.16

    33

     

     

     

    III.

    RULES COMMON TO ALL PROCEEDINGS BEFORE THE EPO

     

     

     

     

    A.

    The principle of the protection of legitimate expectations

     

    1.

    Contradictory acts

     

     

    T 1825/14 3.5.03 05.09.16

    34

     

     

     

    B.

    Right to be heard

     

    1.

    Surprising grounds or evidence

     

     

    R 7/15 15.05.17

    35

    1.1

    The meaning of "grounds or evidence"

     

     

    T 556/15 3.3.07 01.06.17

    36

    2.

    Text submitted or agreed by applicant (patent proprietor) – Article 113(2) EPC

     

    2.1

    General

     

     

    T 1440/12 3.4.03 27.06.17

    T 1477/15 3.2.02 23.02.17

    37

    38

    2.2

    Cases where the EPO is uncertain or mistaken about the approval of the text

     

     

    T 1104/14 3.3.06 23.05.17

    39

     

     

     

    C.

    Oral proceedings

     

    1.

    Late submission of new facts and evidence in the preparation for oral proceedings – Rule 116 EPC (Rule 71a EPC 1973)

     

     

    T 1750/14 3.5.05 31.01.17

    40

    2.

    Doubt as to the nature of the request for oral proceedings

     

     

    T 1972/13 3.5.03 05.09.17

    40

     

     

     

    D.

    Re-establishment of rights

     

    1.

    Right to file request for re-establishment of rights

     

     

    T 181/14 3.5.02 13.07.17

    41

    2.

    Loss of rights as a direct consequence by virtue of the EPC

     

     

    J 23/14 3.1.01 15.12.16

    41

    3.

    Admissibility of requests for re-establishment of rights

     

     

    T 1588/15 3.2.04 15.02.17

    43

     

     

     

    E.

    Languages

     

    1.

    Translations

     

     

    T 1332/12 3.5.04 11.10.17

    45

     

     

     

    F.

    Law of evidence

     

    1.

    Taking of evidence

     

    1.1

    Time frame for submitting evidence

     

     

    T 545/08 3.5.07 24.03.17

    46

    2.

    Evaluation of evidence

     

    2.1

    Witness testimony and written statements

     

     

    T 2057/13 3.2.06 19.06.17

    T 1107/12 3.3.05 19.09.17

    46

    46

    2.2

    Archives and internet publications

     

     

    T 1711/11 3.4.01 09.11.16

    T 545/08 3.5.07 24.03.17

    47

    48

    2.3

    Standard of proof

     

    2.3.1

    Receipt of formal documents

     

     

    T 1/12 3.2.02 10.02.17

    49

     

     

     

    G.

    Main and auxiliary requests

     

    1.

    Request not sufficiently defined

     

     

    T 1138/12 3.2.06 09.05.17

    49

    2.

    Withdrawal of request

     

     

    T 388/12 3.4.01 07.03.17

    50

     

     

     

    H.

    Suspected partiality

     

     

    T 792/12 3.2.06 14.09.16

    51

     

     

     

    I.

    Formal aspects of decisions of EPO departments

     

    1.

    Opposition division

     

     

    T 1049/11 3.5.07 10.05.17

    51

    2.

    Completion of the internal decision-making process

     

     

    T 1138/12 3.2.06 09.05.17

    52

    3.

    Department of first instance issues more than one decision

     

     

    T 1972/13 3.5.03 05.09.17

    52

    4.

    Examples of non-compliance with the requirements of Rule 111(2) EPC

     

     

    J 18/16 3.1.01 08.02.17

    53

    5.

    Decisions according to the state of the file

     

     

    T 737/11 3.5.07 13.03.17

    53

     

     

     

    J.

    Notification

     

    1.

    Forms of notification

     

     

    T 1693/13 3.5.05 28.03.17

    54

    2.

    Spheres of risk and apportioning the burden of proof

     

     

    T 1934/16 3.2.06 21.08.17

    T 2054/15 3.2.02 23.11.16

    54

    55

     

     

     

    K.

    Representation

     

    1.

    Legal practitioners entitled to act as professional representatives

     

     

    T 1846/11 3.4.02 27.10.16

    56

     

     

     

    IV.

    PROCEEDINGS BEFORE THE EPO

     

     

     

     

    A.

    Examination procedure

     

     

    T 2324/14 3.5.06 04.10.17

    57

     

     

     

    B.

    Special features of opposition and appeal proceedings

     

    1.

    Apportionment of costs

     

    1.1

    Acts or omissions prejudicing the timely and efficient conduct of oral proceedings

     

     

    T 2377/13 3.3.07 19.01.17

    T 1699/15 3.2.04 20.12.16

    T 258/13 3.2.07 11.01.17

    58

    59

    60

     

     

     

    C.

    Opposition procedure

     

    1.

    Amendments in opposition proceedings

     

     

    T 2290/12 3.2.05 13.10.16

    T 1758/15 3.2.08 11.07.17

    60

    60

    2.

    Correction of the name of the opponent

     

     

    T 579/16 3.3.03 18.01.17

    61

    3.

    No consideration of late-filed evidence of public prior use

     

     

    T 1955/13 3.2.01 09.05.17

    61

     

     

     

    D.

    Appeal procedure

     

    1.

    Filing and admissibility of appeal

     

    1.1

    Entitlement to appeal – party adversely affected

     

     

    T 735/13 3.2.04 11.10.17

    62

    1.2

    Entitlement to appeal – procedural status of the parties

     

     

    T 540/13 3.5.03 29.03.17

    63

    1.3

    Form and content of notice of appeal (Rule 99(1) EPC)

     

     

    T 2561/11 3.2.05 04.07.16

    63

    1.4

    Statement of grounds of appeal

     

     

    T 393/15 3.3.05 17.03.17

    64

    2.

    Interlocutory revision

     

     

    T 2445/11 3.5.07 02.05.17

    65

    3.

    Subject-matter under examination and non-opposed dependent claims

     

     

    T 2094/12 3.2.04 05.04.17

    65

    4.

    Review of first-instance decisions

     

    4.1

    The boards' discretion

     

    4.1.1

    Scope for reviewing discretion

     

     

    T 820/14 3.5.06 29.11.16

    T 1816/11 3.4.03 22.11.16

    67

    68

    4.1.2

    Own discretion to admit submissions not admitted at first instance

     

     

    T 945/12 3.5.07 22.06.17

    T 556/13 3.4.02 14.10.16

    69

    69

    4.2

    Review of an opposition division's discretionary decision (not) to admit a new ground for opposition

     

     

    T 1286/14 3.5.05 29.09.16

    70

    4.3

    Review of discretion – stay of proceedings

     

     

    J 1/16 3.1.01 25.11.16

    71

    5.

    Late submission

     

    5.1

    Late-filed documents

     

     

    T 2193/14 3.2.01 14.03.17

    71

    5.2

    Unsubstantiated requests

     

     

    T 2598/12 3.5.03 04.08.17

    72

    5.3

    Late-filed requests

     

    5.3.1

    Response to new objections

     

     

    T 2227/12 3.5.02 04.05.17

    72

    5.3.2

    Diverging versions of claims

     

     

    T 1903/13 3.4.02 27.04.17

    73

    5.3.3

    Reverting to the patent as granted

     

     

    T 1578/13 3.2.06 27.11.17

    73

    6.

    Reimbursement of appeal fees

     

    6.1

    Distinction between an appeal deemed not to have been filed and an inadmissible appeal

     

     

    T 2406/16 3.3.05 21.09.17

    74

    6.2

    Substantial procedural violation

     

    6.2.1

    Oral proceedings

     

     

    T 679/14 3.5.07 19.01.17

    75

    6.2.2

    No reasons for refusal of request for postponement

     

     

    T 1750/14 3.5.05 31.01.17

    75

     

     

     

    E.

    Proceedings before the Enlarged Board of Appeal

     

    1.

    Petition for review under Article 112a EPC

     

     

    R 2/14 22.04.16 

    R 3/15 28.11.17

    R 2/15 21.10.15

    R 8/15 18.07.16

    R 6/16 29.09.17

    76

    76

    77

    77

    78

     

     

     

    V.

    DISCIPLINARY BOARD OF APPEAL

     

     

     

     

    1.

    Objective review of the marks awarded

     

     

    D 20/16 16.02.17

    79

     

     

     

    VI.

    THE EPO ACTING AS A PCT AUTHORITY – EURO-PCT APPLICATIONS

     

     

     

     

    1.

    Competence of the EPO acting as designated or elected Office

     

     

    J 19/16 3.1.01 03.08.17

    80

     

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