European Patent Office
Supplementary publication

Supplementary publication 2

Overview

Index
1 - January
2 - February
3 - March
4 - April
5 - May
6 - June
7 - July
8 - August
9 - September
10 - October
11 - November
12 - December
Supplementary publications
Supplementary publication 1
Supplementary publication 2

    Pages 117-126

    Citation: Supplementary publication 2, OJ EPO 2021, 117

    Online publication date: 18.5.2021

    ANNEXES

    ANNEX 1

    Decisions discussed in the Case Law Report 2020

    I.

    PATENTABILITY

     

    A.

    Exceptions to patentability

     

    1.

    Product claims for plants or plant material

     

     

    G 3/19 14.05.20

    2

    2.

    Medical method

     

    2.1

    One surgical step in a multi-step method

     

     

    T 1631/17 3.2.08 31.07.20

    4

    B.

    Novelty

     

    1.

    Availability to the public – obligation to maintain secrecy

     

     

    T 72/16 3.2.05 20.02.20

    5

    2.

    Ascertaining differences – distinguishing features

     

     

    T 1930/14 3.3.04 28.11.19

    6

    3.

    Chemical inventions and selection inventions – lists

     

     

    T 2350/16 3.2.05 18.10.19

    7

    4.

    Second medical use

     

     

    T 264/17 3.3.10 22.09.20

    8

    5.

    Second (or further) non-medical use

     

     

    T 1385/15 3.3.10 03.12.19

    8

    C.

    Inventive step

     

    1.

    Distinction between plausibility and obviousness

     

     

    T 184/16 3.3.02 12.12.19

    10

    2.

    Closest prior art – most promising starting point

     

     

    T 1450/16 3.5.03 17.01.20

    T 787/17 3.2.05 11.10.19

    10

    12

    3.

    The skilled person's level of knowledge

     

     

    T 1601/15 3.2.05 04.12.19

    13

    4.

    Effect not made credible within the whole scope of claim – neural network

     

     

    T 161/18 3.5.05 12.05.20

    13

    5.

    Assessment of inventive step

     

    5.1

    Technical character of an invention

     

     

    T 1798/13 3.5.01 25.05.20

    14

    5.2

    The aim to be achieved in the formulation of the technical problem

     

     

    T 1749/14 3.5.01 03.04.20

    T 232/14 3.5.01 06.10.20

    T 2314/16 3.5.01 07.09.20

    15

    16

    17

    II.

    PATENT APPLICATION AND AMENDMENTS

     

    A.

    Claims

     

    1.

    Clarity of claims – indication of all essential features

     

     

    T 2574/16 3.5.07 21.11.19

    19

    2.

    Clarity of a claim specifying a norm or standard – unspecified features and relative qualities

     

     

    T 3003/18 3.4.02 12.02.20

    20

    3.

    Claims supported by the description

     

     

    T 695/16 3.2.07 05.05.20

    21

    4.

    Claim terms with a well-established meaning in the art – use of the description

     

     

    T 1642/17 3.3.04 16.11.20

    22

    B.

    Unity of invention

     

    1.

    Determining whether one or several "inventions" – complete search – refund of further search fee

     

     

    T 1414/18 3.5.03 15.07.20

    23

    C.

    Sufficiency of disclosure

     

    1.

    Reproducibility – neural network

     

     

    T 161/18 3.5.05 12.05.20

    25

    2.

    Level of disclosure required for medical use – plausibility

     

     

    T 184/16 3.3.02 12.12.19

    26

    D.

    Priority

     

    1.

    Right of priority of the applicant or its successor in title

     

    1.1

    Identity of applicants – multiple applicants in the priority application

     

     

    T 844/18 3.3.08 16.01.20

    27

    E.

    Amendments

     

    1.

    Article 123(2) EPC – added subject-matter

     

    1.1

    Disclosure derived from the whole of the application as filed

     

     

    T 1121/17 3.3.07 16.10.20

    30

    1.2

    Forming a range by combination of end-points of disclosed ranges

     

     

    T 113/19 3.3.05 17.01.20

    31

    1.3

    Selection from lists – converging alternatives

     

     

    T 1621/16 3.3.06 14.10.19

    32

    1.4

    Disclosed disclaimers

     

     

    T 1525/15 3.2.05 14.01.20

    34

    2.

    Extension of the protection conferred

     

    2.1

    Change of claim category

     

     

    T 653/16 3.2.04 24.01.20

    34

    F.

    Divisional applications

     

    1.

    Designation of contracting states in a divisional application

     

     

    J 12/18 3.1.01 19.05.20

    35

    III.

    RULES COMMON TO ALL PROCEEDINGS BEFORE THE EPO

     

    A.

    Right to be heard

     

    1.

    The right to be heard in oral proceedings

     

     

    T 1414/18 3.5.03 15.07.20

    37

    B.

    Oral proceedings

     

    1.

    Oral proceedings held by videoconference

     

     

    T 1378/16 3.5.03 08.05.20

    T 492/18 3.2.04 12.10.20

    38

    39

    C.

    Law of evidence

     

    1.

    Evaluation of evidence by the department of first instance

     

     

    T 1418/17 3.2.01 17.07.20

    T 1057/15  3.5.03 29.09.20

    T 1604/16 3.2.02 07.12.20

    40

    41

    41

    D.

    Suspected partiality

     

    1.

    Suspected partiality of members of the departments of first instance

     

    1.1

    Remittal and rehearing of a case

     

     

    T 2475/17 3.2.05 09.03.20

    43

    E.

    Formal aspects of decisions of EPO departments

     

     

    T 989/19 3.5.03 25.05.20

    45

    F.

    Apportionment of costs

     

     

    T 101/17 3.2.04 29.01.20

    46

    G.

    Rules relating to Fees

     

    1.

    No refund of duly paid renewal fees on account of time taken for examination proceedings

     

     

    T 2069/18 3.5.05 21.01.20

    46

    2.

    Debit orders – underpayment of the fee for appeal

     

     

    T 2620/18 3.2.06 16.09.20

    T 3023/18 3.3.09 06.12.19

    48

    48

    IV.

    PROCEEDINGS BEFORE THE DEPARTMENTS OF FIRST INSTANCE

     

    A.

    Examination procedure

     

    1.

    Decisions with no text submitted or agreed by the applicant (Article 113(2) EPC)

     

     

    T 2277/19 3.2.02 11.12.19

    49

    2.

    Approval of the text by the applicant

     

     

    T 265/20 3.5.05 26.10.20

    50

    3.

    Amendments after the decision to grant

     

     

    T 646/20 3.2.04 11.11.20

    52

    4.

    Withdrawal of the patent application

     

    4.1

    Correction of the withdrawal of the application under Rule 139 EPC

     

     

    J 6/19 3.1.01 15.01.20

    J 7/19 3.1.01 15.01.20

    53

    54

    B.

    Opposition procedure

     

    1.

    Filing and admissibility requirements – payment of opposition fee

     

     

    T 1000/19 3.3.03 20.03.20

    55

    2.

    Late submissions – concept of "in due time"

     

     

    T 2734/16 3.2.03 15.10.19

    56

    3.

    Amendments in opposition proceedings

     

    3.1

    Rule 80 EPC

     

     

    T 2450/17 3.3.05 10.01.20

    T 1285/15 3.2.05 18.11.19

    T 2063/15 3.2.06 12.12.19

    T 1764/17 3.2.04 22.09.20

    57

    58

    58

    59

    3.2

    Time frame for filing amendments

     

     

    T 756/18 3.2.07 16.12.19

    T 966/17 3.2.01 30.10.20

    T 84/17 3.3.06 22.09.20

    59

    60

    61

    V.

    PROCEEDINGS BEFORE THE BOARDS OF APPEAL

     

    A.

    Appeal procedure

     

    1.

    RPBA 2020

     

    1.1

    Primary object of the appeal proceedings – Article 12(2) RPBA 2020

     

     

    T 1604/16 3.2.02 07.12.20

    63

    1.2

    Reasons for decisions in abridged form

     

     

    T 1687/17 3.2.01 09.01.20

    T 2227/15 3.2.07 29.01.20

    64

    64

    2.

    Party adversely affected (Article 107 EPC)

     

     

    T 265/20 3.5.05 26.10.20

    65

    3.

    Reduced fee for appeal filed by a natural person or an entity

     

     

    T 1060/19 3.5.06 11.02.20

    T 225/19 3.2.05 16.10.20

    T 3023/18 3.3.09 06.12.19

    T 2620/18 3.2.06 16.09.20

    67

    67

    68

    69

    4.

    Content of the statement of grounds of appeal

     

     

    T 2884/18 3.2.01 28.05.20

    71

    5.

    Review of first-instance discretionary decisions

     

     

    T 2603/18 3.2.06 20.02.20

    T 467/15 3.5.02 10.12.19

    T 487/16 3.2.06 30.04.20

    T 617/16 3.5.03 10.07.20

    T 2049/16 3.2.05 06.10.20

    72

    72

    73

    73

    74

    6.

    New submissions on appeal

     

    6.1

    Late submission of new arguments

     

     

    T 1875/15 3.3.02 03.12.19

    74

    6.2

    Principles applying to late submissions – inter partes proceedings – RPBA 2007

     

     

    T 369/15 3.2.05 02.10.19

    75

    6.3

    Article 12(4) RPBA 2007

     

     

    T 101/17 3.2.04 29.01.20

    76

    6.4

    State of proceedings – procedural economy – RPBA 2007

     

     

    T 2734/16 3.2.03 15.10.19

    77

    6.5

    Amendment to a party's case – RPBA 2020

     

     

    T 1480/16 3.2.01 05.02.20

    T 482/19 3.2.01 12.10.20

    T 995/18 3.2.01 22.10.20

    T 1217/17 3.2.01 25.09.20

    77

    78

    79

    80

    6.6

    Submissions made in the statement of grounds or the reply – first stage of the appeal proceedings – Article 12(3) to (6) RPBA 2020

     

     

    J 12/18 3.1.01 19.05.20

    J 14/18 3.1.01 19.05.20

    80

    81

    6.7

    Submissions made after filing of statement of grounds or reply – second stage of the appeal proceedings – Article 13(1) RPBA 2020

     

    6.7.1

    New lines of attack in respect of inventive step based on documents submitted during first-instance proceedings – not admitted

     

     

    T 256/17 3.2.07 17.04.20

    82

    6.7.2

    New documents in response to experimental data submitted by the patent proprietor – admitted

     

     

    T 23/17 3.3.03 30.01.20

    83

    6.8

    Submissions made after notification of summons – third stage of the appeal proceedings – transitional cases

     

    6.8.1

    Simultaneous application of Article 13 RPBA 2007 and Article 13(1) RPBA 2020

     

     

    T 634/16 3.2.06 10.01.20

    T 32/16 3.2.06 14.01.20

    T 2227/15 3.2.07 29.01.20

    T 1597/16 3.2.03 14.01.20

    T 584/17 3.4.02 10.02.20

    84

    85

    85

    86

    86

    6.8.2

    Applicability of Article 13(2) RPBA 2020 in cases of postponement of oral proceedings

     

     

    T 950/16 3.2.08 25.09.20

    87

    6.8.3

    New request in response to preliminary opinion of the board clarifying a party's objections – admitted

     

     

    T 32/16 3.2.06 14.01.20

    87

    6.8.4

    New auxiliary requests in response to the board's preliminary opinion – fundamental importance of the point at issue already clear beforehand – not admitted

     

     

    T 136/16 3.2.06 03.03.20

    89

    6.8.5

    Inventive step attack substantiated for the first time at oral proceedings – not admitted

     

     

    T 2227/15 3.2.07 29.01.20

    90

    6.8.6

    Limitation not leading to any new disputed points of fact or patent law and prima facie allowable – requests admitted

     

     

    T 1597/16 3.2.03 14.01.20

    90

    6.8.7

    Request does not prima facie overcome objection – not admitted

     

     

    T 1187/15 3.2.02 20.01.20

    91

    6.9

    Submissions made after notification of summons – third stage of appeal proceedings – Article 13(2) RPBA 2020

     

    6.9.1

    Oral proceedings cancelled after notification of summons – Article 13(2) RPBA 2020 still applies

     

     

    T 2279/16 3.4.03 03.06.20

    92

    6.9.2

    New request based on request filed with statement of grounds and overcoming new objections raised in board's communication – admitted

     

     

    T 1278/18 3.2.03 04.06.20

    94

    6.9.3

    New request based on request filed in response to reply of the respondent and containing editorial amendments to remove inconsistencies – admitted

     

     

    T 131/18 3.2.04 02.10.20

    94

    6.9.4

    New request in response to board's preliminary opinion based on earlier objections – not admitted

     

     

    T 1187/16 3.5.02 13.07.20

    95

    6.9.5

    New request in response to objections which do not go beyond the framework of the board's initial objection – not admitted

     

     

    T 2214/15 3.5.02 21.07.20

    96

    6.9.6

    New request in response to change in the board's opinion – not admitted as objection and arguments already known

     

     

    T 752/16 3.5.03 27.08.20

    98

    6.9.7

    Amendment not adding anything of substance to the discussion of the objection raised – not admitted

     

     

    T 953/16 3.5.03 14.04.20

    99

    6.9.8

    New document and new lines of attack in response to board's preliminary opinion which was exclusively based on earlier submissions – not admitted

     

     

    T 908/19 3.2.04 25.05.20

    99

    7.

    Remittal to the department of first instance

     

    7.1

    Article 11 RPBA 2020 – special reasons

     

     

    T 731/17 3.5.07 15.01.20

    T 1966/16 3.3.07 20.01.20

    T 1531/16 3.2.07 25.05.20

    T 3247/19 3.2.07 04.03.20

    T 350/17 3.3.06 04.09.20

    100

    101

    101

    102

    102

    7.2

    Incomplete search

     

     

    T 547/14 3.5.01 29.01.20

    T 97/14 3.5.01 25.05.20

    103

    104

    7.3

    Remittal for adaptation of the description

     

     

    T 32/16 3.2.06 14.01.20

    104

    7.4

    Ordering a different composition of the department of first instance

     

     

    T 2475/17 3.2.05 09.03.20

    105

    8.

    Reimbursement of appeal fees

     

    8.1

    Substantial procedural violation

     

     

    T 74/17 3.2.04 16.09.20

    105

    8.2

    Excessive length of proceedings

     

     

    T 1243/17 3.5.06 04.12.20

    106

    8.3

    Withdrawal of appeal or withdrawal of request for oral proceedings under Rule 103(4) EPC (25%)

     

     

    T 1610/15 3.2.05 09.10.20

    T 777/15 3.3.01 17.11.20

    T 1730/16 3.3.01 28.10.20

    T 73/17 3.2.07 15.06.20

    T 517/17 3.5.03 27.10.20

    T 2044/16 3.2.01 24.06.20

    T 110/18 3.3.05 12.06.20

    T 1678/17 3.5.05 30.06.20

    107

    108

    108

    109

    110

    111

    112

    113

    B.

    Proceedings before the Enlarged Board of Appeal

     

    1.

    Referral by the President of the EPO

     

     

    G 3/19 14.05.20

    113

    2.

    Grounds for petition for review

     

    2.1

    Article 112a(2)(c) EPC – alleged fundamental violation of Article 113 EPC

     

     

    R 10/18 17.12.20

    115

     

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