T 1080/10 (Procter & Gamble / cooling compositions) 21-01-2014

1. The appeal is admissible.

2. New ground of opposition

With its letter dated 7 December 2010 Respondent I raised for the first time an objection under Article 100(c) EPC, relating to the restriction of component (a) (see paragraph VI supra).

This amounts to a fresh ground for opposition brought forward for the first time during the appeal phase. According to the decision G 10/91 of the Enlarged Board of Appeal, a new ground for opposition may be introduced into the appeal proceedings only with the consent of the Patent Proprietor (G 10/91, OJ 1993, 420, paragraph 3 of the Opinion).

In the present case, the Appellant stated during the oral proceedings before the Board that it did not give its consent to the new ground for opposition being introduced into the proceedings.

Consequently, this new ground for opposition is not introduced into the proceedings.

Main Request

3. Amendments

Claim 1 of the main request is based on the wording of claim 1 as granted, which has been amended from "a composition" to "a diaper or feminine protection article" containing the composition as claimed in granted claim 1. This restriction finds a basis on page 30, lines 4 to 6 of the application as originally filed. These amendments were not objected to by the Respondents.

Since the amendment also restricts the scope of claim 1 as granted, the Board is satisfied that the amendments fulfil the requirements of Article 123(2) and (3) EPC.

4. Inventive step

4.1 According to the established jurisprudence of the Boards of Appeal it is necessary, in order to assess inventive step, to establish the closest state of the art, to determine the technical results of or effects successfully achieved by the claimed invention vis-à-vis the closest state of the art, to define the technical problem to be solved as the object of the invention to achieve these results or effects, and to examine the obviousness of the claimed solution to this problem in view of the state of the art (see decisions T 1/80, OJ EPO 1981, 206, points 3, 5, 8, 11 of the reasons; T 20/81, OJ EPO 1982, 217, point 3 of the reasons; T 24/81, OJ EPO 1983, 133, point 4 of the reasons; T 248/85, OJ EPO 1986, 261, point 9.1 of the reasons). This "problem-solution approach" ensures assessing inventive step on an objective basis.

4.1.1 The patent in suit is directed to a diaper or feminine protection article containing a composition comprising a cooling agent (a) selected from ketals, carboxamides or specific menthol derivatives in combination with an ester (b) according to formulae (I) or (II). A similar product is already disclosed in document (E12).

4.1.2 Document (E12) discloses a process for the preparation of a hygienic article, such as a diaper. During the preparation, a disinfecting or deodorising agent, such as an alcoholic solution of menthol, may be added to the cellulosic pulp before drying. The thus prepared cellulosic pulp is filled into a textile wrapper (cf. page 2, lines 41 to 45 and 62 to 71).

4.1.3 Respondent II also referred to document (D4) as a possible starting point for the assessment of inventive step. This document relates to cooling compositions based on a ketal and a secondary coolant, some of the coolants being menthol derivatives. The cooling compositions of document (D4) may be used in a broad range of applications such as edible or potable compositions, medicaments, tobacco, adhesive labels and cosmetics including creams, dentifrices and cleansing tissues. However, document (D4) does not describe the specific use in diapers or feminine protection articles which is different from the use in cleansing tissues. The Board concludes, therefore, that document (D4) represents prior art which is further away from the patent in suit than document (E12).

4.1.4 Therefore, the Board, in agreement with the Opposition Division and the Appellant takes document (E12) as the closest prior art for the assessment of inventive step.

4.2 According to the Appellant, the technical problem was to provide a diaper or feminine protection article having improved comfort for the wearer.

4.3 As a solution to this problem, the patent in suit provides the diaper or feminine protection article according to claim 1 of the main request which is characterised in that it contains a cooling agent as defined in (a) which may be a menthol derivative, in combination with an ester (b) according to the formulae (I) or (II).

4.4 To demonstrate that the article achieves the alleged improvement, the Appellant stated that it belonged to the common general knowledge of the skilled person that menthol and derivatives thereof had a cooling effect. He further referred to paragraph [0013] of the patent specification which stated that in particular the esters according to formulae (I) or (II) were responsible for creating the sensation of improved comfort, and to the results of Example B in paragraph [0150] of the patent specification which showed that panty liners wherein the topsheet was sprayed with a composition according to the invention were found to improve comfort to the wearer in use.

4.4.1 According to the jurisprudence of the Boards of Appeal, alleged but unsupported advantages cannot be taken into consideration for the determination of the problem underlying the claimed invention (see e.g. decision T 20/81, loc. cit.).

4.4.2 The patent in suit does not contain any example which could demonstrate that adding a compound (a), such as menthyl lactate, together with an ester according to formulae (I) or (II) to the cotton pulp forming the core structure of the diaper results in improved comfort for the wearer. The results of Example B are not compared with the closest state of the art, namely Document (E12), and are only for the case where the composition was applied to the topsheet structure. Further, the specific effect alleged for the esters of formulae (I) or (II) has not been supported by any corroborating evidence. Moreover, it does not seem plausible that a combination of a cooling agent and an ester which has been added to the core structure of a diaper has any noticeable effect on the wearer, since the skin of the wearer does not come into contact with the core structure of the diaper.

4.4.3 Therefore, the alleged improvements cannot be taken into account for the success of the solution of the technical problem.

4.4.4 Consequently, the technical problem as stated above has not been successfully solved, but has to be reformulated in a less ambitious manner, namely as the provision of an alternative diaper or feminine protection article.

4.5 Document (E7) discloses cosmetic compositions suitable for application to the skin comprising compounds according to the definition of component (a), such as menthyl lactate and menthoxypropanediol together with cosmetically acceptable carrier (cf. page 3, lines 3 to 11). The list of possible carriers includes various lactates according to the definition of component (b) of the patent in suit ( cf. page 7, line 30 to page 8, line 1). Therefore, a skilled person looking for an alternative would have considered adding the compounds known from document (E7) in order to solve the technical problem mentioned in paragraph 4.4.4 supra and would, thus, have arrived at the subject-matter of claim 1 of the main request without having to exercise any inventive skill.

4.6 For these reasons the Board concludes that the subject-matter of claim 1 does not involve an inventive step within the meaning of Articles 52(1) and 56 EPC.

First Auxiliary Request

5. Amendments

The first auxiliary request as submitted in the appeal proceedings is identical to the main request on which the decision under appeal was based.

Claim 1 of the present first auxiliary request is based on the wording of claim 1 of the present main request which is further restricted to the composition being contained in the topsheet structure of the diaper or feminine protection article. A basis for this amendment is to be found on page 30, lines 7 to 10 of the original application documents. The amendments have not been objected to under Article 123 EPC. Dependent claims 2 to 7 are based on granted claims 2 to 6 and 9, respectively.

Since the amendment also restricts the scope of claim 1 as granted, the Board is satisfied that the amendments fulfil the requirements of Article 123(2) and (3) EPC.

6. Inventive step

6.1 The document representing the closest state of the art and the technical problem as presented by the Appellant and outlined in paragraphs 4.1 and 4.2 supra remain the same for the first auxiliary request.

6.2 As a solution to this problem, the patent in suit provides the diaper or feminine protection article according to claim 1 of the first auxiliary request which is characterised in that it contains a composition comprising a cooling agent as defined in (a) in combination with an ester (b) according to the formulae (I) or (II) in the topsheet structure.

6.3 Even though the Appellant has not provided any evidence, it is plausible that adding a known cooling agent to the topsheet structure of a diaper leads to an immediately noticeable comforting effect for the wearer, since the cooling composition is in close vicinity to the wearer's skin, whereas the arrangement of the same composition within the core structure of the diaper, as taught in the prior art document (E12), does not. Therefore, the more ambitious problem as set out in paragraph 4.2 supra has been successfully solved by the subject-matter of the first auxiliary request.

6.4 It remains to be decided whether or not the proposed solution is obvious in view of the state of the art.

6.5 The closest prior art document (E12) teaches on page 2, lines 62 to 71 that specific additives may be added to the cellulosic pulp. In particular it refers to "a disinfecting and/or deodorizing agent or a hemostatic agent". The specific compounds exemplified thereafter comprise also an alcoholic solution of menthol. Therefore, the skilled person, when reading document (E12), would primarily identify the alcoholic menthol solution as being either a deodorizing or disinfecting or hemostatic agent, but he would not specifically recognize it as a cooling agent. In order to provide the wearer with improved comfort the skilled person would, therefore, have had no incentive to turn towards cooling compositions such as menthol derivatives, let alone to arrange this cooling agent in the topsheet structure of the diaper or feminine protection article. None of documents (E1) to (E10) or (D1) to (D7) relate to improving the comfort for the wearer of a diaper or feminine protection article, such that the skilled person would not have combined their teachings with that of document (E12). Therefore, the teaching of the closest prior art document (E12), in combination with any of documents (E1) to (E10) or (D1) to (D7) would not have led the skilled person to the invention as defined in claim 1 of the first auxiliary request.

6.6 For these reasons, the Board concludes that the subject-matter of claim 1, and by the same token that of dependent claims 2 to 7, according to the first auxiliary request involves an inventive step within the meaning of Articles 52(1) and 56 EPC.

7. Remittal

7.1 Having so decided, the Board has not, however, taken a decision on the whole matter, since the decision under appeal dealt with lack of novelty and lack of inventive step only with respect to documents (E1) to (E10), (E12) and (D1) to (D7). The above findings have the effect that the reasons given in the contested decision for revoking the patent no longer apply. The Opposition Division has, however, not yet ruled on novelty or inventive step with respect to the alleged prior use as brought forward by Opponent 1/Respondent I in connection with document (E11). Therefore, the Board considers it appropriate to exercise its power conferred on it by Article 111(1) EPC to remit the case to the Opposition Division for further prosecution of the outstanding issues.

Second Auxiliary Request

8. Since the subject-matter of the preceding first auxiliary request involves an inventive step, there is no need for the Board to decide on the lower ranking second auxiliary request.