Skip to main content Skip to footer
HomeHome
 
  • Homepage
  • Searching for patents

    Patent knowledge

    Access our patent databases and search tools.

    Go to overview 

    • Overview
    • Technical information
      • Overview
      • Espacenet - patent search
      • European Publication Server
      • EP full-text search
    • Legal information
      • Overview
      • European Patent Register
      • European Patent Bulletin
      • European Case Law Identifier sitemap
      • Third-party observations
    • Business information
      • Overview
      • PATSTAT
      • IPscore
      • Technology insight reports
    • Data
      • Overview
      • Technology Intelligence Platform
      • Linked open EP data
      • Bulk data sets
      • Web services
      • Coverage, codes and statistics
    • Technology platforms
      • Overview
      • Plastics in transition
      • Water innovation
      • Space innovation
      • Technologies combatting cancer
      • Firefighting technologies
      • Clean energy technologies
      • Fighting coronavirus
    • Helpful resources
      • Overview
      • First time here?
      • Asian patent information
      • Patent information centres
      • Patent Translate
      • Patent Knowledge News
      • Business and statistics
      • Unitary Patent information in patent knowledge
    Image
    Plastics in Transition

    Technology insight report on plastic waste management

  • Applying for a patent

    Applying for a patent

    Practical information on filing and grant procedures.

    Go to overview 

    • Overview
    • European route
      • Overview
      • European Patent Guide
      • Oppositions
      • Oral proceedings
      • Appeals
      • Unitary Patent & Unified Patent Court
      • National validation
      • Request for extension/validation
    • International route (PCT)
      • Overview
      • Euro-PCT Guide – PCT procedure at the EPO
      • EPO decisions and notices
      • PCT provisions and resources
      • Extension/validation request
      • Reinforced partnership programme
      • Accelerating your PCT application
      • Patent Prosecution Highway (PPH)
      • Training and events
    • National route
    • Find a professional representative
    • MyEPO services
      • Overview
      • Understand our services
      • Get access
      • File with us
      • Interact with us on your files
      • Online Filing & fee payment outages
    • Forms
      • Overview
      • Request for examination
    • Fees
      • Overview
      • European fees (EPC)
      • International fees (PCT)
      • Unitary Patent fees (UP)
      • Fee payment and refunds
      • Warning

    UP

    Find out how the Unitary Patent can enhance your IP strategy

  • Law & practice

    Law & practice

    European patent law, the Official Journal and other legal texts.

    Go to overview 

    • Overview
    • Legal texts
      • Overview
      • European Patent Convention
      • Official Journal
      • Guidelines
      • Extension / validation system
      • London Agreement
      • National law relating to the EPC
      • Unitary patent system
      • National measures relating to the Unitary Patent
    • Court practices
      • Overview
      • European Patent Judges' Symposium
    • User consultations
      • Overview
      • Ongoing consultations
      • Completed consultations
    • Substantive patent law harmonisation
      • Overview
      • The Tegernsee process
      • Group B+
    • Convergence of practice
    • Options for professional representatives
    Image
    Law and practice scales 720x237

    Keep up with key aspects of selected BoA decisions with our monthly "Abstracts of decisions”

  • News & events

    News & events

    Our latest news, podcasts and events, including the European Inventor Award.

    Go to overview 

     

    • Overview
    • News
    • Events
    • European Inventor Award
      • Overview
      • The meaning of tomorrow
      • About the award
      • Categories and prizes
      • Meet the finalists
      • Nominations
      • European Inventor Network
      • The 2024 event
    • Young Inventor Prize
      • Overview
      • About the prize
      • Nominations
      • The jury
      • The world, reimagined
    • Press centre
      • Overview
      • Patent Index and statistics
      • Search in press centre
      • Background information
      • Copyright
      • Press contacts
      • Call back form
      • Email alert service
    • Innovation and patenting in focus
      • Overview
      • Water-related technologies
      • CodeFest
      • Green tech in focus
      • Research institutes
      • Women inventors
      • Lifestyle
      • Space and satellites
      • The future of medicine
      • Materials science
      • Mobile communications
      • Biotechnology
      • Patent classification
      • Digital technologies
      • The future of manufacturing
      • Books by EPO experts
    • "Talk innovation" podcast

    Podcast

    From ideas to inventions: tune into our podcast for the latest in tech and IP

  • Learning

    Learning

    The European Patent Academy – the point of access to your learning

    Go to overview 

    • Overview
    • Learning activities and paths
      • Overview
      • Learning activities
      • Learning paths
    • EQE and EPAC
      • Overview
      • EQE - European qualifying examination
      • EPAC - European patent administration certification
      • CSP – Candidate Support Programme
    • Learning resources by area of interest
      • Overview
      • Patent granting
      • Technology transfer and dissemination
      • Patent enforcement and litigation
    • Learning resources by profile
      • Overview
      • Business and IP managers
      • EQE and EPAC Candidates
      • Judges, lawyers and prosecutors
      • National offices and IP authorities
      • Patent attorneys and paralegals
      • Universities, research centres and technology transfer centres (TTOs)
    Image
    Patent Academy catalogue

    Have a look at the extensive range of learning opportunities in the European Patent Academy training catalogue

  • About us

    About us

    Find out more about our work, values, history and vision

    Go to overview 

    • Overview
    • The EPO at a glance
    • 50 years of the EPC
      • Overview
      • Official celebrations
      • Member states’ video statements
      • 50 Leading Tech Voices
      • Athens Marathon
      • Kids’ collaborative art competition
    • Legal foundations and member states
      • Overview
      • Legal foundations
      • Member states of the European Patent Organisation
      • Extension states
      • Validation states
    • Administrative Council and subsidiary bodies
      • Overview
      • Communiqués
      • Calendar
      • Documents and publications
      • Administrative Council
    • Principles & strategy
      • Overview
      • Our mission, vision, values and corporate policy
      • Strategic Plan 2028
      • Towards a New Normal
    • Leadership & management
      • Overview
      • President António Campinos
      • Management Advisory Committee
    • Sustainability at the EPO
      • Overview
      • Environmental
      • Social
      • Governance and Financial sustainability
    • Services & activities
      • Overview
      • Our services & structure
      • Quality
      • Consulting our users
      • European and international co-operation
      • European Patent Academy
      • Chief Economist
      • Ombuds Office
      • Reporting wrongdoing
    • Observatory on Patents and Technology
      • Overview
      • Innovation actors
      • Policy and funding
      • Tools
      • About the Observatory
    • Procurement
      • Overview
      • Procurement forecast
      • Doing business with the EPO
      • Procurement procedures
      • Sustainable Procurement Policy
      • About eTendering and electronic signatures
      • Procurement portal
      • Invoicing
      • General conditions
      • Archived tenders
    • Transparency portal
      • Overview
      • General
      • Human
      • Environmental
      • Organisational
      • Social and relational
      • Economic
      • Governance
    • Statistics and trends
      • Overview
      • Statistics & Trends Centre
      • Patent Index 2024
      • EPO Data Hub
      • Clarification on data sources
    • History
      • Overview
      • 1970s
      • 1980s
      • 1990s
      • 2000s
      • 2010s
      • 2020s
    • Art collection
      • Overview
      • The collection
      • Let's talk about art
      • Artists
      • Media library
      • What's on
      • Publications
      • Contact
      • Culture Space A&T 5-10
      • "Long Night"
    Image
    Patent Index 2024 keyvisual showing brightly lit up data chip, tinted in purple, bright blue

    Track the latest tech trends with our Patent Index

 
en de fr
  • Language selection
  • English
  • Deutsch
  • Français
Main navigation
  • Homepage
    • Go back
    • New to patents
  • New to patents
    • Go back
    • Your business and patents
    • Why do we have patents?
    • What's your big idea?
    • Are you ready?
    • What to expect
    • How to apply for a patent
    • Is it patentable?
    • Are you first?
    • Patent quiz
    • Unitary patent video
  • Searching for patents
    • Go back
    • Overview
    • Technical information
      • Go back
      • Overview
      • Espacenet - patent search
        • Go back
        • Overview
        • National patent office databases
        • Global Patent Index (GPI)
        • Release notes
      • European Publication Server
        • Go back
        • Overview
        • Release notes
        • Cross-reference index for Euro-PCT applications
        • EP authority file
        • Help
      • EP full-text search
    • Legal information
      • Go back
      • Overview
      • European Patent Register
        • Go back
        • Overview
        • Release notes archive
        • Register documentation
          • Go back
          • Overview
          • Deep link data coverage
          • Federated Register
          • Register events
      • European Patent Bulletin
        • Go back
        • Overview
        • Download Bulletin
        • EP Bulletin search
        • Help
      • European Case Law Identifier sitemap
      • Third-party observations
    • Business information
      • Go back
      • Overview
      • PATSTAT
      • IPscore
        • Go back
        • Release notes
      • Technology insight reports
    • Data
      • Go back
      • Overview
      • Technology Intelligence Platform
      • Linked open EP data
      • Bulk data sets
        • Go back
        • Overview
        • Manuals
        • Sequence listings
        • National full-text data
        • European Patent Register data
        • EPO worldwide bibliographic data (DOCDB)
        • EP full-text data
        • EPO worldwide legal event data (INPADOC)
        • EP bibliographic data (EBD)
        • Boards of Appeal decisions
      • Web services
        • Go back
        • Overview
        • Open Patent Services (OPS)
        • European Publication Server web service
      • Coverage, codes and statistics
        • Go back
        • Weekly updates
        • Updated regularly
    • Technology platforms
      • Go back
      • Overview
      • Plastics in transition
        • Go back
        • Overview
        • Plastics waste recovery
        • Plastics waste recycling
        • Alternative plastics
      • Innovation in water technologies
        • Go back
        • Overview
        • Clean water
        • Protection from water
      • Space innovation
        • Go back
        • Overview
        • Cosmonautics
        • Space observation
      • Technologies combatting cancer
        • Go back
        • Overview
        • Prevention and early detection
        • Diagnostics
        • Therapies
        • Wellbeing and aftercare
      • Firefighting technologies
        • Go back
        • Overview
        • Detection and prevention of fires
        • Fire extinguishing
        • Protective equipment
        • Post-fire restoration
      • Clean energy technologies
        • Go back
        • Overview
        • Renewable energy
        • Carbon-intensive industries
        • Energy storage and other enabling technologies
      • Fighting coronavirus
        • Go back
        • Overview
        • Vaccines and therapeutics
          • Go back
          • Overview
          • Vaccines
          • Overview of candidate therapies for COVID-19
          • Candidate antiviral and symptomatic therapeutics
          • Nucleic acids and antibodies to fight coronavirus
        • Diagnostics and analytics
          • Go back
          • Overview
          • Protein and nucleic acid assays
          • Analytical protocols
        • Informatics
          • Go back
          • Overview
          • Bioinformatics
          • Healthcare informatics
        • Technologies for the new normal
          • Go back
          • Overview
          • Devices, materials and equipment
          • Procedures, actions and activities
          • Digital technologies
        • Inventors against coronavirus
    • Helpful resources
      • Go back
      • Overview
      • First time here?
        • Go back
        • Overview
        • Basic definitions
        • Patent classification
          • Go back
          • Overview
          • Cooperative Patent Classification (CPC)
        • Patent families
          • Go back
          • Overview
          • DOCDB simple patent family
          • INPADOC extended patent family
        • Legal event data
          • Go back
          • Overview
          • INPADOC classification scheme
      • Asian patent information
        • Go back
        • Overview
        • China (CN)
          • Go back
          • Overview
          • Facts and figures
          • Grant procedure
          • Numbering system
          • Useful terms
          • Searching in databases
        • Chinese Taipei (TW)
          • Go back
          • Overview
          • Grant procedure
          • Numbering system
          • Useful terms
          • Searching in databases
        • India (IN)
          • Go back
          • Overview
          • Facts and figures
          • Grant procedure
          • Numbering system
        • Japan (JP)
          • Go back
          • Overview
          • Facts and figures
          • Grant procedure
          • Numbering system
          • Useful terms
          • Searching in databases
        • Korea (KR)
          • Go back
          • Overview
          • Facts and figures
          • Grant procedure
          • Numbering system
          • Useful terms
          • Searching in databases
        • Russian Federation (RU)
          • Go back
          • Overview
          • Facts and figures
          • Numbering system
          • Searching in databases
        • Useful links
      • Patent information centres (PATLIB)
      • Patent Translate
      • Patent Knowledge News
      • Business and statistics
      • Unitary Patent information in patent knowledge
  • Applying for a patent
    • Go back
    • Overview
    • European route
      • Go back
      • Overview
      • European Patent Guide
      • Oppositions
      • Oral proceedings
        • Go back
        • Oral proceedings calendar
          • Go back
          • Calendar
          • Public access to appeal proceedings
          • Public access to opposition proceedings
          • Technical guidelines
      • Appeals
      • Unitary Patent & Unified Patent Court
        • Go back
        • Overview
        • Unitary Patent
          • Go back
          • Overview
          • Legal framework
          • Main features
          • Applying for a Unitary Patent
          • Cost of a Unitary Patent
          • Translation and compensation
          • Start date
          • Introductory brochures
        • Unified Patent Court
      • National validation
      • Extension/validation request
    • International route
      • Go back
      • Overview
      • Euro-PCT Guide
      • Entry into the European phase
      • Decisions and notices
      • PCT provisions and resources
      • Extension/validation request
      • Reinforced partnership programme
      • Accelerating your PCT application
      • Patent Prosecution Highway (PPH)
        • Go back
        • Patent Prosecution Highway (PPH) programme outline
      • Training and events
    • National route
    • MyEPO services
      • Go back
      • Overview
      • Understand our services
        • Go back
        • Overview
        • Exchange data with us using an API
          • Go back
          • Release notes
      • Get access
        • Go back
        • Overview
        • Release notes
      • File with us
        • Go back
        • Overview
        • What if our online filing services are down?
        • Release notes
      • Interact with us on your files
        • Go back
        • Release notes
      • Online Filing & fee payment outages
    • Fees
      • Go back
      • Overview
      • European fees (EPC)
        • Go back
        • Overview
        • Decisions and notices
      • International fees (PCT)
        • Go back
        • Reduction in fees
        • Fees for international applications
        • Decisions and notices
        • Overview
      • Unitary Patent fees (UP)
        • Go back
        • Overview
        • Decisions and notices
      • Fee payment and refunds
        • Go back
        • Overview
        • Payment methods
        • Getting started
        • FAQs and other documentation
        • Technical information for batch payments
        • Decisions and notices
        • Release notes
      • Warning
    • Forms
      • Go back
      • Overview
      • Request for examination
    • Find a professional representative
  • Law & practice
    • Go back
    • Overview
    • Legal texts
      • Go back
      • Overview
      • European Patent Convention
        • Go back
        • Overview
        • Archive
          • Go back
          • Overview
          • Documentation on the EPC revision 2000
            • Go back
            • Overview
            • Diplomatic Conference for the revision of the EPC
            • Travaux préparatoires
            • New text
            • Transitional provisions
            • Implementing regulations to the EPC 2000
            • Rules relating to Fees
            • Ratifications and accessions
          • Travaux Préparatoires EPC 1973
      • Official Journal
      • Guidelines
        • Go back
        • Overview
        • EPC Guidelines
        • PCT-EPO Guidelines
        • Unitary Patent Guidelines
        • Guidelines revision cycle
        • Consultation results
        • Summary of user responses
        • Archive
      • Extension / validation system
      • London Agreement
      • National law relating to the EPC
        • Go back
        • Overview
        • Archive
      • Unitary Patent system
        • Go back
        • Travaux préparatoires to UP and UPC
      • National measures relating to the Unitary Patent 
    • Court practices
      • Go back
      • Overview
      • European Patent Judges' Symposium
    • User consultations
      • Go back
      • Overview
      • Ongoing consultations
      • Completed consultations
    • Substantive patent law harmonisation
      • Go back
      • Overview
      • The Tegernsee process
      • Group B+
    • Convergence of practice
    • Options for professional representatives
  • News & events
    • Go back
    • Overview
    • News
    • Events
    • European Inventor Award
      • Go back
      • Overview
      • The meaning of tomorrow
      • About the award
      • Categories and prizes
      • Meet the inventors
      • Nominations
      • European Inventor Network
        • Go back
        • 2024 activities
        • 2025 activities
        • Rules and criteria
        • FAQ
      • The 2024 event
    • Young Inventors Prize
      • Go back
      • Overview
      • About the prize
      • Nominations
      • The jury
      • The world, reimagined
      • The 2025 event
    • Press centre
      • Go back
      • Overview
      • Patent Index and statistics
      • Search in press centre
      • Background information
        • Go back
        • Overview
        • European Patent Office
        • Q&A on patents related to coronavirus
        • Q&A on plant patents
      • Copyright
      • Press contacts
      • Call back form
      • Email alert service
    • In focus
      • Go back
      • Overview
      • Water-related technologies
      • CodeFest
        • Go back
        • CodeFest Spring 2025 on classifying patent data for sustainable development
        • Overview
        • CodeFest 2024 on generative AI
        • CodeFest 2023 on Green Plastics
      • Green tech in focus
        • Go back
        • Overview
        • About green tech
        • Renewable energies
        • Energy transition technologies
        • Building a greener future
      • Research institutes
      • Women inventors
      • Lifestyle
      • Space and satellites
        • Go back
        • Overview
        • Patents and space technologies
      • Healthcare
        • Go back
        • Overview
        • Medical technologies and cancer
        • Personalised medicine
      • Materials science
        • Go back
        • Overview
        • Nanotechnology
      • Mobile communications
      • Biotechnology
        • Go back
        • Overview
        • Red, white or green
        • The role of the EPO
        • What is patentable?
        • Biotech inventors
      • Classification
        • Go back
        • Overview
        • Nanotechnology
        • Climate change mitigation technologies
          • Go back
          • Overview
          • External partners
          • Updates on Y02 and Y04S
      • Digital technologies
        • Go back
        • Overview
        • About ICT
        • Hardware and software
        • Artificial intelligence
        • Fourth Industrial Revolution
      • Additive manufacturing
        • Go back
        • Overview
        • About AM
        • AM innovation
      • Books by EPO experts
    • Podcast
  • Learning
    • Go back
    • Overview
    • Learning activities and paths
      • Go back
      • Overview
      • Learning activities: types and formats
      • Learning paths
    • EQE and EPAC
      • Go back
      • Overview
      • EQE - European Qualifying Examination
        • Go back
        • Overview
        • Compendium
          • Go back
          • Overview
          • Paper F
          • Paper A
          • Paper B
          • Paper C
          • Paper D
          • Pre-examination
        • Candidates successful in the European qualifying examination
        • Archive
      • EPAC - European patent administration certification
      • CSP – Candidate Support Programme
    • Learning resources by area of interest
      • Go back
      • Overview
      • Patent granting
      • Technology transfer and dissemination
      • Patent enforcement and litigation
    • Learning resources by profile
      • Go back
      • Overview
      • Business and IP managers
        • Go back
        • Overview
        • Innovation case studies
          • Go back
          • Overview
          • SME case studies
          • Technology transfer case studies
          • High-growth technology case studies
        • Inventor's handbook
          • Go back
          • Overview
          • Introduction
          • Disclosure and confidentiality
          • Novelty and prior art
          • Competition and market potential
          • Assessing the risk ahead
          • Proving the invention
          • Protecting your idea
          • Building a team and seeking funding
          • Business planning
          • Finding and approaching companies
          • Dealing with companies
        • Best of search matters
          • Go back
          • Overview
          • Tools and databases
          • EPO procedures and initiatives
          • Search strategies
          • Challenges and specific topics
        • Support for high-growth technology businesses
          • Go back
          • Overview
          • Business decision-makers
          • IP professionals
          • Stakeholders of the Innovation Ecosystem
      • EQE and EPAC Candidates
        • Go back
        • Overview
        • Paper F brain-teasers
        • Daily D questions
        • European qualifying examination - Guide for preparation
        • EPAC
      • Judges, lawyers and prosecutors
        • Go back
        • Overview
        • Compulsory licensing in Europe
        • The jurisdiction of European courts in patent disputes
      • National offices and IP authorities
        • Go back
        • Overview
        • Learning material for examiners of national officers
        • Learning material for formalities officers and paralegals
      • Patent attorneys and paralegals
      • Universities, research centres and TTOs
        • Go back
        • Overview
        • Modular IP Education Framework (MIPEF)
        • Pan-European Seal Young Professionals Programme
          • Go back
          • Overview
          • For students
          • For universities
            • Go back
            • Overview
            • IP education resources
            • University memberships
          • Our young professionals
          • Professional development plan
        • Academic Research Programme
          • Go back
          • Overview
          • Completed research projects
          • Current research projects
        • IP Teaching Kit
          • Go back
          • Overview
          • Download modules
        • Intellectual property course design manual
        • PATLIB Knowledge Transfer to Africa
          • Go back
          • The PATLIB Knowledge Transfer to Africa initiative (KT2A)
          • KT2A core activities
          • Success story: Malawi University of Science and Technology and PATLIB Birmingham
  • About us
    • Go back
    • Overview
    • The EPO at a glance
    • 50 years of the EPC
      • Go back
      • Official celebrations
      • Overview
      • Member states’ video statements
        • Go back
        • Albania
        • Austria
        • Belgium
        • Bulgaria
        • Croatia
        • Cyprus
        • Czech Republic
        • Denmark
        • Estonia
        • Finland
        • France
        • Germany
        • Greece
        • Hungary
        • Iceland
        • Ireland
        • Italy
        • Latvia
        • Liechtenstein
        • Lithuania
        • Luxembourg
        • Malta
        • Monaco
        • Montenegro
        • Netherlands
        • North Macedonia
        • Norway
        • Poland
        • Portugal
        • Romania
        • San Marino
        • Serbia
        • Slovakia
        • Slovenia
        • Spain
        • Sweden
        • Switzerland
        • Türkiye
        • United Kingdom
      • 50 Leading Tech Voices
      • Athens Marathon
      • Kids’ collaborative art competition
    • Legal foundations and member states
      • Go back
      • Overview
      • Legal foundations
      • Member states
        • Go back
        • Overview
        • Member states by date of accession
      • Extension states
      • Validation states
    • Administrative Council and subsidiary bodies
      • Go back
      • Overview
      • Communiqués
        • Go back
        • 2024
        • Overview
        • 2023
        • 2022
        • 2021
        • 2020
        • 2019
        • 2018
        • 2017
        • 2016
        • 2015
        • 2014
        • 2013
      • Calendar
      • Documents and publications
        • Go back
        • Overview
        • Select Committee documents
      • Administrative Council
        • Go back
        • Overview
        • Composition
        • Representatives
        • Rules of Procedure
        • Board of Auditors
        • Secretariat
        • Council bodies
    • Principles & strategy
      • Go back
      • Overview
      • Mission, vision, values & corporate policy
      • Strategic Plan 2028
        • Go back
        • Driver 1: People
        • Driver 2: Technologies
        • Driver 3: High-quality, timely products and services
        • Driver 4: Partnerships
        • Driver 5: Financial sustainability
      • Towards a New Normal
      • Data protection & privacy notice
    • Leadership & management
      • Go back
      • Overview
      • About the President
      • Management Advisory Committee
    • Sustainability at the EPO
      • Go back
      • Overview
      • Environmental
        • Go back
        • Overview
        • Inspiring environmental inventions
      • Social
        • Go back
        • Overview
        • Inspiring social inventions
      • Governance and Financial sustainability
    • Procurement
      • Go back
      • Overview
      • Procurement forecast
      • Doing business with the EPO
      • Procurement procedures
      • Dynamic Purchasing System (DPS) publications
      • Sustainable Procurement Policy
      • About eTendering
      • Invoicing
      • Procurement portal
        • Go back
        • Overview
        • e-Signing contracts
      • General conditions
      • Archived tenders
    • Services & activities
      • Go back
      • Overview
      • Our services & structure
      • Quality
        • Go back
        • Overview
        • Foundations
          • Go back
          • Overview
          • European Patent Convention
          • Guidelines for examination
          • Our staff
        • Enabling quality
          • Go back
          • Overview
          • Prior art
          • Classification
          • Tools
          • Processes
        • Products & services
          • Go back
          • Overview
          • Search
          • Examination
          • Opposition
          • Continuous improvement
        • Quality through networking
          • Go back
          • Overview
          • User engagement
          • Co-operation
          • User satisfaction survey
          • Stakeholder Quality Assurance Panels
        • Patent Quality Charter
        • Quality Action Plan
        • Quality dashboard
        • Statistics
          • Go back
          • Overview
          • Search
          • Examination
          • Opposition
        • Integrated management at the EPO
      • Consulting our users
        • Go back
        • Overview
        • Standing Advisory Committee before the EPO (SACEPO)
          • Go back
          • Overview
          • Objectives
          • SACEPO and its working parties
          • Meetings
          • Single Access Portal – SACEPO Area
        • Surveys
          • Go back
          • Overview
          • Detailed methodology
          • Search services
          • Examination services, final actions and publication
          • Opposition services
          • Formalities services
          • Customer services
          • Filing services
          • Key Account Management (KAM)
          • Website
          • Archive
      • Our user service charter
      • European and international co-operation
        • Go back
        • Overview
        • Co-operation with member states
          • Go back
          • Overview
        • Bilateral co-operation with non-member states
          • Go back
          • Overview
          • Validation system
          • Reinforced Partnership programme
        • Multilateral international co-operation with IP offices and organisations
        • Co-operation with international organisations outside the IP system
      • European Patent Academy
        • Go back
        • Overview
        • Partners
      • Chief Economist
        • Go back
        • Overview
        • Economic studies
      • Ombuds Office
      • Reporting wrongdoing
    • Observatory on Patents and Technology
      • Go back
      • Overview
      • Innovation against cancer
      • Innovation actors
        • Go back
        • Overview
        • Startups and SMEs
      • Policy and funding
        • Go back
        • Overview
        • Financing innovation programme
          • Go back
          • Overview
          • Our studies on the financing of innovation
          • EPO initiatives for patent applicants
          • Financial support for innovators in Europe
        • Patents and standards
          • Go back
          • Overview
          • Publications
          • Patent standards explorer
      • Tools
        • Go back
        • Overview
        • Deep Tech Finder
      • About the Observatory
        • Go back
        • Overview
        • Work plan
    • Transparency portal
      • Go back
      • Overview
      • General
        • Go back
        • Overview
        • Annual Review 2023
          • Go back
          • Overview
          • Foreword
          • Executive summary
          • 50 years of the EPC
          • Strategic key performance indicators
          • Goal 1: Engaged and empowered
          • Goal 2: Digital transformation
          • Goal 3: Master quality
          • Goal 4: Partner for positive impact
          • Goal 5: Secure sustainability
        • Annual Review 2022
          • Go back
          • Overview
          • Foreword
          • Executive summary
          • Goal 1: Engaged and empowered
          • Goal 2: Digital transformation
          • Goal 3: Master quality
          • Goal 4: Partner for positive impact
          • Goal 5: Secure sustainability
      • Human
      • Environmental
      • Organisational
      • Social and relational
      • Economic
      • Governance
    • Statistics and trends
      • Go back
      • Overview
      • Statistics & Trends Centre
      • Patent Index 2024
        • Go back
        • Insight into computer technology and AI
        • Insight into clean energy technologies
        • Statistics and indicators
          • Go back
          • European patent applications
            • Go back
            • Key trend
            • Origin
            • Top 10 technical fields
              • Go back
              • Computer technology
              • Electrical machinery, apparatus, energy
              • Digital communication
              • Medical technology
              • Transport
              • Measurement
              • Biotechnology
              • Pharmaceuticals
              • Other special machines
              • Organic fine chemistry
            • All technical fields
          • Applicants
            • Go back
            • Top 50
            • Categories
            • Women inventors
          • Granted patents
            • Go back
            • Key trend
            • Origin
            • Designations
      • Data to download
      • EPO Data Hub
      • Clarification on data sources
    • History
      • Go back
      • Overview
      • 1970s
      • 1980s
      • 1990s
      • 2000s
      • 2010s
      • 2020s
    • Art collection
      • Go back
      • Overview
      • The collection
      • Let's talk about art
      • Artists
      • Media library
      • What's on
      • Publications
      • Contact
      • Culture Space A&T 5-10
        • Go back
        • Catalyst lab & Deep vision
          • Go back
          • Irene Sauter (DE)
          • AVPD (DK)
          • Jan Robert Leegte (NL)
          • Jānis Dzirnieks (LV) #1
          • Jānis Dzirnieks (LV) #2
          • Péter Szalay (HU)
          • Thomas Feuerstein (AT)
          • Tom Burr (US)
          • Wolfgang Tillmans (DE)
          • TerraPort
          • Unfinished Sculpture - Captives #1
          • Deep vision – immersive exhibition
          • Previous exhibitions
        • The European Patent Journey
        • Sustaining life. Art in the climate emergency
        • Next generation statements
        • Open storage
        • Cosmic bar
      • "Long Night"
  • Boards of Appeal
    • Go back
    • Overview
    • Decisions of the Boards of Appeal
      • Go back
      • Overview
      • Recent decisions
      • Selected decisions
    • Information from the Boards of Appeal
    • Procedure
    • Oral proceedings
    • About the Boards of Appeal
      • Go back
      • Overview
      • President of the Boards of Appeal
      • Enlarged Board of Appeal
        • Go back
        • Overview
        • Pending referrals (Art. 112 EPC)
        • Decisions sorted by number (Art. 112 EPC)
        • Pending petitions for review (Art. 112a EPC)
        • Decisions on petitions for review (Art. 112a EPC)
      • Technical Boards of Appeal
      • Legal Board of Appeal
      • Disciplinary Board of Appeal
      • Presidium
        • Go back
        • Overview
    • Code of Conduct
    • Business distribution scheme
      • Go back
      • Overview
      • Technical boards of appeal by IPC in 2025
      • Archive
    • Annual list of cases
    • Communications
    • Annual reports
      • Go back
      • Overview
    • Publications
      • Go back
      • Abstracts of decisions
    • Case Law of the Boards of Appeal
      • Go back
      • Overview
      • Archive
  • Service & support
    • Go back
    • Overview
    • Website updates
    • Availability of online services
      • Go back
      • Overview
    • FAQ
      • Go back
      • Overview
    • Publications
    • Ordering
      • Go back
      • Overview
      • Patent Knowledge Products and Services
      • Terms and conditions
        • Go back
        • Overview
        • Patent information products
        • Bulk data sets
        • Open Patent Services (OPS)
        • Fair use charter
    • Procedural communications
    • Useful links
      • Go back
      • Overview
      • Patent offices of member states
      • Other patent offices
      • Directories of patent attorneys
      • Patent databases, registers and gazettes
      • Disclaimer
    • Contact us
      • Go back
      • Overview
      • Filing options
      • Locations
    • Subscription centre
      • Go back
      • Overview
      • Subscribe
      • Change preferences
      • Unsubscribe
    • Official holidays
    • Glossary
    • RSS feeds
Board of Appeals
Decisions

Recent decisions

Overview
  • 2025 decisions
  • 2024 decisions
  • 2023 decisions
  1. Home
  2. T 0389/13 19-09-2017
Facebook X Linkedin Email

T 0389/13 19-09-2017

European Case Law Identifier
ECLI:EP:BA:2017:T038913.20170919
Date of decision
19 September 2017
Case number
T 0389/13
Petition for review of
-
Application number
02761404.9
IPC class
C08L 23/04
C08F 10/02
Language of proceedings
EN
Distribution
NO DISTRIBUTION (D)

Download and more information:

Decision in EN 451.9 KB
Documentation of the appeal procedure can be found in the European Patent Register
Bibliographic information is available in:
EN
Versions
Unpublished
Application title

BIMODAL POLYETHYLENE COMPOSITION AND ARTICLES MADE THEREFROM

Applicant name
Dow Global Technologies LLC
Opponent name

Total Research & Technology Feluy

Borealis Technology OY

Board
3.3.03
Headnote
-
Relevant legal provisions
Rules of procedure of the Boards of Appeal Art 12(2)
Rules of procedure of the Boards of Appeal Art 13(1)
Rules of procedure of the Boards of Appeal Art 13(3)
European Patent Convention Art 123(2)
European Patent Convention Art 111(1)
European Patent Convention R 43(1)(b)
Keywords

Late file request admitted

Unallowable intermediate restriction / generalisation (all requests)

Catchword
-
Cited decisions
G 0002/10
G 0001/93
G 0001/03
Citing decisions
T 1739/13
T 2613/19
T 1137/21
T 0760/22
T 1533/21

I. The appeal lies against the decision of the opposition division posted on 12 December 2012 revoking European patent No. 1 417 260.

II. Two oppositions had been filed requesting revocation of the patent in its entirety.

III. The contested decision was based on a main request and four auxiliary requests, all submitted with letter of 14 September 2012. According to the contested decision, the amendment that the ductile-brittle transition temperature Tdb was "determined from critical strain energy release rate, Gc, measurements in the Charpy mode" present in all requests resulted in the claimed subject-matter to lack sufficiency of disclosure. The reason for that finding, based on the rationale of T 0611/02, was that the skilled person was not in a position to know whether he was working inside or outside the scope of the claims. In addition the feature Tdb "determined from critical strain energy release rate, Gc, measurements in the Charpy mode" was unclear, as essential information necessary for its correct determination was not known, which also resulted in all requests not to comply with the requirements of Article 84 EPC.

IV. The patent proprietor (hereafter appellant) appealed the decision and submitted with the statement setting out the grounds of appeal a main request and five auxiliary requests. The main and first to fourth auxiliary requests corresponded to those underlying the contested decision, with the exception that the ductile-brittle transition temperature Tdb was not defined to be "determined from critical strain energy release rate, Gc, measurements in the Charpy mode". The fifth auxiliary request corresponded to the main request underlying the contested decision.

V. The Board in a communication sent in preparation for oral proceedings gave the preliminary opinion that the difficulty for the skilled person to know whether he was working within the area covered by the claim as expressed in decisions T 0256/87 and T 0611/02 was not, at least in the present case, per se a sufficient criterion to deny sufficiency of disclosure. However, remaining issues with respect to sufficiency of disclosure had still to be decided, as well as the allowability of the amendments which had been questioned by opponent 1 (respondent 1).

VI. In response to the Board's communication, the appellant submitted a new main request with a letter of 27 July 2017, the previous requests being resubmitted with that letter, but renumbered as first to sixth auxiliary requests. Claims 1 of those requests read as follows (deletions compared to claim 1 as originally filed are indicated in strikethrough and additions in bold and underlined):

Main request

"1. A polyethylene composition comprising a low-molecular-weight (LMW) ethylene homopolymer component and from 35 to 65 weight percent of a homogeneous, high-molecular-weight (HMW) ethylene interpolymer component having a density of from 0.905 to 0.955 g/cm**(3), wherein the LMW component is characterized as having a molecular weight distribution, MWD**(L), of less than [deleted: about] 8 and a weight average molecular weight, M**(L)W, and wherein the polyethylene composition is characterized as having a bimodal molecular weight distribution, and a ductile-brittle transition temperature, Tdb, of less than -[deleted: 20]25°C, and wherein the polyethylene composition is characterized as a molecular weight distribution (MWD) as defined by the ratio of MW/Mn of 30 or less, and the HMW component is characterized as having a substantially uniform comonomer distribution or a reverse comonomer distribution."

First auxiliary request

Compared to claim 1 of the main request, claim 1 of the first auxiliary request specified at the end of the claim "and wherein the reverse comonomer distribution is characterized as the molar comonomer content of interpolymer fractions having a Mw greater than or equal to 300,000 g/mole being at least 25 percent higher than the molar comonomer content of interpolymer fractions having a Mw of less than or equal to 100,000 g/mole."

Second auxiliary request

Compared to claim 1 of the first auxiliary request, claim 1 of the second auxiliary request was restricted to the embodiment wherein the HMW (high-molecular- weight) component has a reverse comonomer distribution and the upper limit for the density of the HMW ethylene interpolymer component was defined to be 0.940 instead of 0.955.

Third auxiliary request

Compared to claim 1 of the first auxiliary request, claim 1 of the third auxiliary request was restricted to articles selected from a water pipe, a gas pipe, a blow moulded article of a film or film structure made from the composition defined in claim 1 of the first auxiliary request and the the upper limit for the density of the HMW ethylene interpolymer component was defined to be 0.940 instead of 0.955.

Fourth auxiliary request

Compared to claim 1 of the third auxiliary request, claim 1 of the fourth auxiliary request was restricted to those articles wherein the HMW component has a reverse conomer distribution.

Fifth auxiliary request

Compared to claim 1 of the first auxiliary request, claim 1 of the fifth auxiliary request defined that the HMW component had a molecular weight distribution, MWD**(H), of 3 and and the upper limit for the density of the HMW ethylene interpolymer component was defined to be 0.940 instead of 0.955.

Sixth auxiliary request

Claim 1 of the sixth auxiliary request corresponded to claim 1 of the main request underlying the impugned decision, i.e. claim 1 of the present first auxiliary request in which it was specified that the ductile-brittle transition temperature Tdb was specified to be "determined from critical strain energy release rate, Gc, measurements in the Charpy mode".

VII. The appellant's arguments, insofar as they are relevant to the present decision, may be summarized as follows:

Admittance of the main request

(a) The first possibility for the patent proprietor to react to an objection under Article 123(2) EPC against claim 1 had been during the appeal proceedings. The opposition division had indicated in the annex to the summons that they had no objection in this respect, this issue being not decided, let alone discussed during the oral proceedings. The patent was revoked for a lack of sufficiency of disclosure, on the sole ground that Tdb could not be determined accurately, other objections with respect to sufficiency of disclosure being not discussed either.

(b) It could be taken from the Board's communication that the decision of the opposition division on sufficiency of disclosure was incorrect. However, the Board had raised further issues concerning sufficiency, as well allowability of the amendments under Article 123(2) EPC, which the Board considered appropriate to be discussed at the oral proceedings rather than to remit the case for consideration by the opposition division. In particular, the question had been raised in respect of the issue of sufficiency of disclosure whether the examples of the application as filed could be consider to fulfill the definition of a reverse comonomer distribution as introduced in claim 1 according to all pending requests, which definition merely represented the threshold of detection on the basis of which a reverse comonomer distribution could be considered to be observed.

(c) The new main request had been filed as an immediate response in the light of the comments made by the Board. The new main request differed from the previous main request only in that it did not contain any more the supplementary condition in respect of the reverse comonomer distribution which had been introduced in all auxiliary requests. The amendment operated was therefore an appropriate answer to the Board's concerns, which amendment also reinforced the appellant's case with respect to allowability of the amended claims under Article 123(2) EPC. It did not add any complexity to the case, but rather simplified the issues to be discussed, in particular as to whether the examples of the application as filed illustrated the now claimed subject-matter. Moreover, this amendment did no result in any difficulty for the respondents to deal with the case, as the issues of novelty and inventive step had not been decided by the opposition division and could only be dealt with after remittal of the case, which had been requested by all parties. In fact the amendment made did not change the issues raised on appeal. Hence, the main request should be admitted into the proceedings and allowability of the claims with respect to Article 123(2) EPC and sufficiency of disclosure should be discussed at the oral proceedings.

Allowability of the amendments

(d) Amended claim 1 of the main request found a basis in claim 1 of the application as filed in which the following features also disclosed in the application as filed according to the passages indicated below had been inserted. The density of the HMW component being 0.905 to 0.955 g/cm**(3) found a basis in claim 4. The Tdb being less than -25°C was based on claim 19. The composition having a Mw/Mn of 30 or less, and the HMW component being characterized as having a substantially uniform comonomer distribution or a reverse comonomer distribution found a basis in original claim 16. The previous requirement in claim 1 that the reverse comonomer distribution was characterized by a molar comonomer content of interpolymer fractions having a Mw greater than or equal to 300,000 g/mole being at least 25 percent higher than the molar comonomer content of interpolymer fractions having a Mw of less than or equal to 100,000 g/mole, which was still present in claims 1 of all auxiliary requests, was based on original claim 18. The only feature taken from the description was the requirement that the composition comprised from 35 to 65 weight percent of the HMW component as described on page 7, lines 27 and 28.

(e) Although the claims as filed originally had single claim dependencies, this was simply an artefact of the PCT rules requiring single claim dependencies. A skilled person would clearly recognise, in the usual way, that the claims could be combined, particularly since they were all ultimately dependent on claim 1. The single feature taken from the description clearly also was to be read with the claims and therefore combined therewith. The claims always required an LMW and HMW component and the passage on page 7, lines 27 and 28 as filed made mandatory the amount of HMW component inserted in claim 1, meaning that it was simply a preferred feature, although another range was specified on page 7, lines 10 and 11. Accordingly, there was clearly a basis in the application, as filed, for the combination of features in claim 1 of the main request and the presence of further pointers was not necessary. Furthermore, the examples illustrated said combination of features. The Tdb value was not mentioned in examples 1 to 4, but it was believed that this was below -25°C, because achieving such low values was linked to a low value of the molecular weight distribution (hereafter MWD) of the LMW component, as explained on page 56 of the application as filed, starting at line 4, which low value of the MWD of the LMW component was necessarily achieved in examples 1 to 4 as a constrained geometry catalyst was used to prepared the LMW component. The other requirements of amended claim 1 were also fulfilled by examples 1 to 4. Examples 5 to 8 and 11 were considered also to illustrate the claims as could be deduced from their detailed description in the application as filed. Accordingly, claim 1 of the main request did not extend beyond the content of the application as filed. The same arguments were valid for the auxiliary requests, which contained in addition further features also based on the application as filed.

VIII. The arguments of opponent 1 and 2 (respondent 1 and 2), insofar as they are relevant to the present decision, may be summarized as follows:

Admittance of the main request

(a) The new main request was late filed and the feature characterizing the reverse comonomer distribution which was present in claims 1 of all requests on appeal had been already addressed by respondent 1 in its notice of opposition with respect to an objection of lack of sufficiency of disclosure. This issue was raised again in reply to the statement setting out the grounds of appeal. There was therefore no justification to remove that feature from claim 1 shortly before the oral proceedings, which amendment furthermore resulted in a broadening of the claimed subject-matter. That broadening made the case more complex, as other methods of determining a reverse comonomer distribution had to be taken into account when arguing sufficiency of disclosure, because achievement of the required Tdb and the use of a reverse comonomer distribution were related. The new main request represented a fresh case, which therefore should not be admitted, let alone the case remitted to the opposition division for further prosecution on that basis, as it would run counter the economy of the procedure. Should the Board admit that new main request, the case should be remitted to the opposition division.

Allowability of the amendments

(b) The subject-matter of claim 1 resulted from a multiple selection within the original disclosure. The range introduced into claim 1 for the amount of the homogeneous HMW ethylene interpolymer component was not the preferred range as shown in paragraph [0030] of the patent specification. This was also true in respect of the range of density selected for this HMW component as shown in paragraph [0032] of the patent specification. Moreover, the range inserted for the weight percentage of said HMW component had been taken out of context, as that range was only disclosed in combination with values for the I2 and the I21.6 melt indices which had been omitted in claim 1 of the main request. The temperature of -25°C for the ductile-brittle transition temperature had no support in the specification, but only in the claims and represented a further selection. Moreover, the amendment that the ratio Mw/Mn is of 30 or less was also not a preferred range as indicated in paragraph [0024] of the specification. In addition claims 4 and 16, as well as the amount defined on page 7, lines 27-29 could not be combined with claim 1, because those passages did not refer to a homogeneous HMW component as in claim 1, but merely to a HMW component. According to respondent 2 none of the examples fulfilled all conditions defined in amended claim 1 of the main request, while respondent 1 was of the opinion that the examples covered a small portions of the ranges defined for the various parameters inserted in claim 1. Accordingly, there was no hint or pointer to the combination of features now defined in claim 1, even not in the examples. According to established case law such selections from multiple lists constituted an unallowable amendment. Hence, the subject-matter of the main request extended beyond the content of the application as filed. The same held true for the auxiliary requests which were based also on a multiple selection of features, and merely recited other ranges regarding the density of the HMW component or the molecular weight distribution of the HMW component. In addition, those contained the feature restricting the definition of the reverse comonomer distribution, which necessitated a further selection. Hence, the auxiliary requests also were in violation of Article 123(2) EPC.

IX. The appellant requested that the decision under appeal be set aside and the case be remitted to the department of first instance on the basis of the main request or one of the first to sixth auxiliary requests, all filed with the letter of 27 July 2017.

X. The respondents requested that the appeal be dismissed. They furthermore requested that the main request not be admitted to the proceedings. If the main request were admitted, or if the main request were not admitted but any of the auxiliary requests were found to meet the requirements of Articles 83, 84 and 123 EPC, remittal of the case to the department of first instance was requested.

Admittance of the main request

1. The new main request differs from the previous main request in that claim 1 does not define that the reverse comonomer distribution is characterized as the molar comonomer content of interpolymer fractions having a Mw greater than or equal to 300,000 g/mole being at least 25 percent higher than the molar comonomer content of interpolymer fractions having a Mw of less than or equal to 100,000 g/mole. This request was submitted with letter of 27 July 2017, i.e. more than three years after the rejoinders of the respondents.

1.1 As the request represented a change to the appellant's complete case as defined in Article 12(2) RPBA, its admittance may thus be considered at the Board's discretion under Article 13(1) RPBA, taking into account the stipulations of Article 13(3) RPBA.

1.2 In the present case the opposition division had decided on a single point concerning sufficiency of disclosure of the invention without having taken any decision on whether or not the claimed subject-matter met the requirements of Article 123(2) EPC on which it had given a preliminary positive opinion. With the statement setting out the grounds of appeal the appellant had appropriately addressed the issue which lead to the revocation of the patent while maintaining requests containing all other amendments which had been previously filed in order to address other issues, to the exception that the ductile-brittle transition temperature Tdb was not defined to be "determined from critical strain energy release rate, Gc, measurements in the Charpy mode" (see point IV above) in order to overcome the objections addressed in the contested decision.

1.3 While the replies to the statement setting out the grounds of appeal (section 3.2 of the rejoinder of respondent 1 and section 2.1 of the rejoinder of respondent 2) already contained objections for lack of compliance with Article 123(2) EPC on the ground that the subject-matter of claim 1 amounted to an unallowable combination of features separately disclosed in the application as filed and further sufficiency objections including one regarding the specific reverse comonomer distribution, it was only after these points were indicated in the communication of the Board that the appellant found it appropriate to file an additional request in which the specific reverse comonomer distribution was deleted.

1.4 There is no reason for the Board to consider, and this was not even submitted, that the patent proprietor had deliberately chosen before the opposition division not to defend novelty and inventiveness of the subject-matter defined in the new main request avoiding to obtain a decision from the opposition division on that subject-matter and had instead, intentionally limited claim 1 by inserting the feature quantifying the comonomer reverse distribution, so that the board had no reason to consider that the filing of the request at such a late stage amounts to an abuse of the proceedings.

1.5 As to the amendment proposed, it does not add complexity to the proceedings, as it does not affect the central question of sufficiency of disclosure decided upon by the opposition division (i.e. regarding the ductile-brittle transition temperature Tdb) and potentially simplifies the analysis regarding Article 123(2) EPC, as it eliminates one of the features whose combination may amount to an unallowable selection. For these reasons it also does not put the opposing party in a new situation which may require adjournment of the oral proceedings.

1.6 In view of this the Board finds it appropriate to exercise its discretion under Article 13(1) EPC by admitting the main request into the proceedings.

Request of remittal

2. With due consideration made for procedural economy of the overall appeal and opposition proceedings, and also because for the Board to assess sufficiency of disclosure, which was the issue on which the contested decision was based, it was necessary among others to consider the teaching of the patent in suit at its date of filing, which would serve little purpose if the invention as claimed could not be considered to have been disclosed therein, the Board finds it appropriate to exercise its discretion under Article 111(1) EPC by not remitting the case to decide allowability of the amendments under Article 123(2) EPC and deciding on that issue first.

Allowability of the amendments

3. The appellant indicated that claim 1 of the main request resulted of a combination of claim 1 as originally filed with the following features whose disclosure in the application as filed is indicated in brackets:

- Density of the HMW component being 0.905 to 0.955 g/cm**(3) (claim 4 dependent on claim 1 only)

- Mw/Mn of the polyethylene composition of 30 or less, and the HMW component being characterized as having a substantially uniform comonomer distribution or a reverse comonomer distribution (claim 16 dependent on claim 1 only )

- Tdb being less than -25°C (claim 19 dependent on claim 1 only)

- The composition comprising from 35 to 65 weight percent of the HMW component (description, page 7, lines 27 and 28).

3.1 In accordance with the established Case Law of the Boards of Appeal of the EPO, the relevant question to be decided in assessing whether the subject-matter of an amended claim extends beyond the content of the application as filed, is whether after the amendment the skilled person is presented with new technical information (see G 2/10, OJ 2012, 376, point 4.5.1 of the reasons and Case Law of the Boards of Appeal of the EPO, 8**(th) Edition, 2016, II.E.1). In other words, the above mentioned amendments are only allowable if the skilled person would derive the resulting claimed subject-matter directly and unambiguously, using common general knowledge from the application as filed.

3.2 The appellant did not indicate any explicit passage of the original application defining in a single place thereof the claimed combination of features, but rather relied on the various separate passages of the application as filed mentioned above. The Board has no doubt that each of the amended features listed above is as such, i.e. when read in isolation, disclosed in the application as filed to constitute a possible limitation of the subject-matter of claim 1 as filed. This, however, does not allow it to be concluded that the skilled person would implicitly derive the combination of those limitations directly and unambiguously, using common general knowledge, from the application as filed. In this context "implicitly" means that the skilled person would have found this disclosure as necessarily implied by the content of the application as originally filed as a whole.

3.3 The opinion of the appellant that it would be usual practice to consider allowable under Article 123(2) EPC the amendment consisting of the incorporation of several dependent claims into the independent claim they refer to cannot be adhered to by the Board without any reservation. Even if it may be said that a practitioner in the patent field might need to consider combining several dependent claims referring directly or indirectly to an independent claim in order to provide a suitable limitation of the independent claim they refer to, as each of those dependent claims is a priori meant to provide a possible fall-back position (e.g. in case the independent claim they refer to needs to be limited in view of the prior art), the question whether the subject-matter resulting from those various restriction of said independent claim fulfills the requirements of Article 123(2) EPC can nevertheless not be decided schematically, based legally speaking on the mere purpose of those dependent claims. This also is independent of the question whether the dependent claims possess single or multiple dependencies.

3.4 Whether an amendment is allowable with respect to Article 123(2) EPC is to be answered on an assessment of the technical disclosure of the application as filed, taking into account the overall circumstances of the individual case under consideration. The test to be applied relies only on what the skilled person would derive directly and unambiguously, using common general knowledge from the application as filed. This includes an analysis of the various features defined in the amended claims and the relationship between those features as disclosed to the reader of the application as filed, be it explicitly through a direct link as expressed in the passages disclosing the various features, e.g. in dependent claims through reference to other claims, or implicitly, e.g. when analysing the function and the interaction of the various features as described in the application as filed, or as known to skilled person based on the conventional knowledge in the art.

3.5 In the present case (i) the density of the HMW component, (ii) the polydispersity (Mw/Mn) of the polyethylene composition with the HMW component being characterized as having a substantially uniform comonomer distribution or a reverse comonomer distribution and (iii) the Tdb being less than -25°C are defined in dependent claims, the sole link between those features being that they are preferred embodiment of the composition of claim 1, which does not necessarily mean that they all pertain to the same preferred embodiment. It is pointed out in G 2/10 (see point 4.5.3 of the reasons for the decision) that it cannot be considered a principle that where an application discloses a general teaching and specific embodiments, groups thereof or areas, all other potential embodiments or intermediate generalisations falling within the ambit of the general teaching (but not as such disclosed in the application as filed) would thereby, by implication, inevitably also be disclosed. Whether the subject-matter defined now in claim 1 of the main request, which represents a restriction of the subject-matter of claim 1 as filed or a generalisation of a more specific embodiment thereof disclosed in the application as filed is directly and unambiguously derivable from the application as filed can only be decided on a case by case basis having due regard to the technical circumstances of the present case.

3.6 The appellant, however, failed to show that the application as filed discloses implicitly or explicitly that the values defined for each of those parameters are meant in the application as filed to be obtained in combination to the extent defined now in claim 1, let alone when the composition comprises from 35 to 65 weight percent of the HMW component, which range of value was also inserted in claim 1 as filed. The appellant did not demonstrate that the combination of ranges of parametric values as defined in amended claim 1 would become apparent in view of whole structure of the text of the application as filed. A technical analysis of the parameters defined in claim 1 as filed and of those inserted therein, of their relationship and of the process steps described in the application as filed to be used for preparing the polyethylene composition defined by such parameters was not submitted, so that the Board could not conclude that the subject-matter of amended claim 1 would emerge in a direct and unambiguous manner from the application as filed when reading its claim 1 in the light of the application as a whole.

3.7 Submissions made starting from a more specific embodiment of the application as filed and explaining as to why a generalisation of that specific embodiment would result into the subject-matter of claim 1 in a direct and unambiguous manner in the light of the technical information contained in the application as filed were not provided either. It was also not shown that the examples as a whole would provide a pointer to the above definition of features. The appellant indicated in this respect that examples 1 to 8 and 11 would disclose compositions falling within the ambit of claim 1 as amended. Assuming to the benefit of the appellant that this is true, the Board notes that each of those examples are defined not only by the features defined in amended claim 1, but also by additional parametric features such as melt indices and density of the overall composition, and that the values obtained in the examples for each of the parameters defined in claim 1 are not representative of the numerical ranges defined in claim 1. Hence, in view of the examples of the application as filed, it is also not apparent that the subject-matter as defined in claim 1 was contemplated by the inventor of the present application.

3.8 The underlying idea of Article 123(2) EPC is that an applicant or patent proprietor shall not be allowed to improve his position by defining subject-matter not disclosed in the application as filed, since so doing would give him an unwarranted advantage and could be damaging to the legal security of third parties relying on the content of the original application (G 1/93, OJ EPO, 1994, 541, point 9 of the reasons for the decision).

3.9 The polyethylene composition of claim 1 was defined on filing in a broad manner, its definition including a few structural features (a LMW ethylene homopolymer and a HMW ethylene copolymer) resulting in a bimodal molecular weight distribution, as well as two ranges of parametric values (polydispersity of the LMW component and ductile-brittle transition temperature Tdb of the overall composition), with an indicationin the rest of the application as filed ofpreferences for said structural features and a definition of additional parameters which might be used to characterize the composition, a well as corresponding ranges of values. Subsequently introducing some limits into claim 1 on the basis of said preferences or on the basis of said additional parameters and corresponding ranges of values for the purpose of overcoming grounds of opposition based on prior art revealed in proceedings before the EPO, is allowable in view of the requirements of Article 123(2) EPC subject to the condition that the application as filed reveals, at least implicitly in a direct and unambiguous manner the resulting specific combination of features.

3.10 Allowing those various restrictions without there being any - even implicit - indication in the application as filed that the specific combination of newly introduced parametric ranges and of amended restricted ranges was envisaged would be unfair to third parties. It would give an applicant or a patentee who filed a broad speculative claim an unwarranted advantage over other applicants who were the first to attribute any significance to a specific combination of parameters and their ranges of values encompassed by said broad original claim, as such type of selection invention is in principle patentable and even rather usual in the present field of technology. The underlying principle is that any invention for which protection is sought, i.e. in the specific form claimed, and which therefore is meant to provide a contribution to the art justifying a patent monopoly must have been made at the date of filing the application and be properly disclosed therein. As indicated in point 2.3.3 of the reasons for G 1/03 (OJ EPO, 2004, 413) "applicants deal with the state of the art of which they are aware (see Rule 27(1)(b) EPC)" (now Rule 43(1)(b) EPC) "and try to delimit the invention against it. For any further state of the art of which they are not aware, they draft fall-back positions for preferred (and more preferred) embodiments. In this way the invention as set out in the specification may appear like the skins of an onion and it becomes clear where the core of the invention is." Amending the subject-matter to addressobjections raised in view of prior art documents revealed in proceedings before the EPO is acceptable as long as a corresponding fall back position can be considered to be disclosed in the application as filed. In the present case, the application as originally filed did not contain any fall-back position on the basis of which the combinations of parametric ranges as presently claimed might be considered to be disclosed.

3.11 Accordingly, the patent proprietor, on which the burden of proof in demonstrating that an amendment carried out in opposition appeal proceeding does not add subject-matter lies (see Case Law, supra, II.E.5), could not convince the Board that claim 1 of the main request meets the requirements of Article 123(2) EPC. The main request is therefore not allowable.

Auxiliary requests

4. Compared to claim 1 of the main request, claim 1 of the first auxiliary request contains the additional feature quantifying the reverse comonomer distribution by a molar comonomer content of interpolymer fractions having a Mw greater than or equal to 300,000 g/mole being at least 25 percent higher than the molar comonomer content of interpolymer fractions having a Mw of less than or equal to 100,000 g/mole. Claim 1 of the second auxiliary request was restricted to the embodiment of the claim 1 of the first auxiliary requests wherein the HMW component has a reverse comonomer distribution and the upper limit for the density of the HMW ethylene interpolymer component was defined to be 0.940 instead of 0.955. Compared to claim 1 of the first auxiliary request, claim 1 of the third auxiliary request was restricted to specific articles made from the composition defined in claim 1 and the the upper limit for the density of the HMW ethylene interpolymer component was defined to be 0.940 instead of 0.955. The subject-matter of claim 1 of the fourth auxiliary request is that of claim 1 of the third auxiliary request, wherein the HMW component of the polyethylene composition has a reverse comonomer distribution. The composition of claim 1 according to the fifth auxiliary request is that of claim 1 of the first auxiliary request, wherein the HMW component is further defined by an upper limit for the molecular weight distribution (polydispersity) of 3 and an upper limit for the density of 0.940. Claim 1 of the sixth auxiliary request corresponds to claim 1 of the first auxiliary request in which it is specified that the ductile-brittle transition temperature Tdb is defined to be "determined from critical strain energy release rate, Gc, measurements in the Charpy mode".

5. As for the main request, the Board is convinced that each of the additional modifications introduced in claims 1 of the auxiliary requests are disclosed in the application as filed to constitute a possible limitation of the subject-matter of claim 1 as filed. However, the appellant as for claim 1 of the main request did not submit any analysis of the technical features of the invention as described in the application as filed, on the basis of which it could be concluded for the skilled person that the subject-matter of claim 1 as now defined in any of the first to sixth auxiliary requests would emerge in a direct and unambiguous manner from the application as filed, but relied on the same arguments as presented with respect to the main request. It was not disputed that, if the main request was found not to meet the requirements of Article 123(2) EPC, such conclusion would also apply to all auxiliary requests. Accordingly, for the same reasons as given above in respect of the main request, the appellant could not convince the Board that any of the claims 1 of the auxiliary requests meets the requirements of Article 123(2) EPC with the consequence that all auxiliary requests are not allowable.

Order

For these reasons it is decided that:

The appeal is dismissed

Footer - Service & support
  • Service & support
    • Website updates
    • Availability of online services
    • FAQ
    • Publications
    • Procedural communications
    • Contact us
    • Subscription centre
    • Official holidays
    • Glossary
Footer - More links
  • Jobs & careers
  • Press centre
  • Single Access Portal
  • Procurement
  • Boards of Appeal
Facebook
European Patent Office
EPO Jobs
Instagram
EuropeanPatentOffice
Linkedin
European Patent Office
EPO Jobs
EPO Procurement
X (formerly Twitter)
EPOorg
EPOjobs
Youtube
TheEPO
Footer
  • Legal notice
  • Terms of use
  • Data protection and privacy
  • Accessibility