T 0116/90 18-12-1991

1. The appeal is admissible.

2. Procedural issues

The Board concurs with the Appellant's submission that it would not have been correct for the Opposition Division to disregard a submission, which, as at the present case, was received in the EPO about one and a half years prior to rendering the decision, without paying any attention to its relevance. This results from the EPO's obligation under Article 114(1) EPC to examine the facts of its own motion. This obligation takes precedence over considerations regarding an economical and expeditious

However, in the impugned decision, the Opposition Division stated that they did consider the Appellant's submission of 12 July 1988 (see paragraph IV), but that it was not found to be so relevant as to require them to change their opinion on the case. Only then did the Opposition Division decide, exercising its discretion under Article 114(2) EPC, to disregard this submission.

The Board has checked whether there was a misuse of the discretion by the Opposition Division and concludes that there was none.

3. Amendments

The present claims are, apart from the amendment of an obvious error in Claim 7, those claims as granted which in turn are properly supported by the application documents as originally filed (see pages 2 to 4 and the examples). Thus, they comply with the requirements of Article 123 EPC.

4. Novelty

After examination of the cited documents, the Board has concluded that the claimed subject-matter is novel. While novelty was not in dispute in the appeal proceeding and, thus, a thorough discussion of this matter would not be mandatory, the Board deems it appropriate to deal briefly with document (1a) in this connection.

This citation discloses compounds of the generic formula

(FORMULA)

wherein R1 and R2 are alkyl groups with up to 5 C-atoms each, and R3 is an allyl group, an acetonyl group or a group convertible into an acetonyl group, especially a propargyl group (page 1, lines 1 to 9).

The paragraph on page 1, lines 24 to 28, has also a bearing on the present issue. It reads (in English translation): "Suitable starting materials are, on the one hand, theophylline and, on the other hand, allyl bromide, propargyl bromide or chloroacetone. As halopropane derivatives e.g. ketals of chloroacetone may be used."

Thus, in the Board's judgement, document (1a) discloses in a generic manner also ketals of the 7-(2-oxopropyl)- xanthine derivatives of the above formula. No particular ketal is mentioned in (1a) or would be obtained necessarily in (the course of) the processes of the four examples given in (1a).

The compounds of present Claim 1 differ from those of document (1a) firstly in the requirement that both radicals R1 and R2 are identical, secondly that they are n-butyl, and thirdly by specifying the ketal group. This combination of selection of distinct structural features is a novel technical teaching which contributes a "new element" to the state of the art as required in the decision of this Board T 12/90 for establishing novelty (see T 12/90, paragraph 2.6, summarised in the supplement to issue 6/1991 of OJ EPO).

The compounds of present Claims 2 and 5 differ from those of document (1a) in defining the ketal group as the diethyl ketal or as the 1,2-ethylene ketal group, respectively. Again, this selection of a specific structural feature adds a new element to the state of the art which was not made available to the public by the latter.

For theses reasons the subject-matter of Claims 1, 2, and 5 is novel over citation (1a).

5. Problem and Solution

5.1. The patent in suit relates to a group of particular xanthine derivatives with good blood flow enhancing properties (page 2, lines 15 to 18) which may be used to treat vascular disorders such as intermittent claudication (page 3, lines 29 to 30; Claim 8).

Document (2), which the Board regards as the closest state of the art, relates to a group of particular 1,3 dialkyl- 7-oxoalkylxanthines with a marked blood flow increasing effect in skeletal muscle (page 2, lines 21 to 23). The carbonyl group of the 7-oxoalkyl substituent is linked to the xanthine residue via a group A, which is a "hydrocarbon radical having up to 4 carbon atoms which may be substituted by a methyl group" (page 1, lines 17 to 23). The most active compound was said to be 7-(3- oxobutyl)-1,3-di-n-butylxanthine (page 2, lines 23 to 24), where the carbonyl group is linked to the xanthine residue via an ethylene bridge. Its activity in ischaemic skeleton muscles was also known (see paragraph VI, above).

5.2. In the light of this closest prior art, the Board sees the technical problem underlying the disputed patent in finding additional compounds which may be used in the treatment of pvd.

According to the disputed patent this problem is solved by the compounds of Claims 1, 2, and 5.

In view of the experimental evidence available from the patent in suit (see pages 6 and 7) and from the Respondent's submission dated 10 October 1987, i.e. the increase of pO2 and of contractility in skeletal muscles of cats under ischaemic conditions on intraduodenal administration of the claimed ketals, the Board is satisfied that the above technical problem has been credibly solved by the claimed compounds.

6. Inventive Step

It remains to be decided whether the claimed compounds meet the requirement of inventive step.

6.1. There is no indication in (2) how to obtain further peripheral vasodilators by modifying the xanthines disclosed there, let alone that the keto group should be functionalized to that end. The Appellant submitted that from documents (5) and (8) the skilled person would have deduced that ketals would have the same or similar pharmacological properties as the parent ketones known from (2).

Document (5) discloses that the diethyl acetals of 3 theophyllino-propanal and of 3-theobromino-propanal are in the same way blood pressure lowering and coronary dilating as the natural purine compounds (page 1, left hand column, lines 38 to 45) and, furthermore, compares these diethyl acetals with the respective hydroxyethyl derivatives. Ketones of xanthine derivatives are not mentioned in (5). Thus, apart from the different pharmacological properties involved, the structural differences of the respective compounds are such that, in the Board's judgement and contrary to the Appellant's assumption, this citation would not allow any meaningful conclusions regarding the influence of the replacement of a keto group by a ketal group on the pharmacological properties.

Furthermore, the Appellant conceded in the oral proceedings that coronary dilation, peripheral vasodilation, and curing of pvd are distinct, separate pharmacological activities. Therefore, because a particular xanthine derivative possesses one of these activities, it is not possible to predict that it would also have either one or both of the other activities. By the same token, the Board is not convinced that reliable predictions are possible as regards the influence of the substitution pattern of the xanthines on their pharmacological profile. Document (8) is concerned with substituted piperidine derivatives which comprise either a keto group or a 1,3- dioxolan-2,2-diyl group in a side chain attached to the piperidine ring. These piperidine derivatives have tranquilizing and hypotensive activities (see page 1, left hand column and right hand column, lines 1 to 5). In view of these differences regarding the chemical structure and the properties of the compounds concerned, also this citation cannot serve as a pointer as to how to successfully solve the above technical problem.

6.2. The Board is not aware of any common general knowledge, according to which the skilled person could have assumed that the ketals of the xanthine ketones of (2) would also be useful in the treatment of pvd. The Appellant confirmed in the oral proceedings that he was not aware of any other document which could support the existence such common general knowledge.

6.3. Furthermore, the Appellant argued that the ketals are only pro-drugs of the ketones as they would be hydrolysed to give the corresponding ketone under the acidic conditions in the stomach. This allegation was refuted by the Respondent as not being supported by experimental evidence. In reply the Appellant relied on experiments which show that a ketal of pentoxiphylline decomposes within 20 minutes in artificial gastric juice. Pentoxiphylline, which is a 1-(5-oxohexyl)-xanthine derivative, was said to be entirely of the same nature as the compounds of the patent in suit. However, no evidence was given to support this statement. Under these circumstances not much weight can be attached to these experiments.

However, even if the Board were to accept that the claimed compounds, if orally administered as such, would be hydrolysed within a certain period of time due to instability with respect to the acidic gastric juice, this would not rule out the possibility that sufficient amounts of the ketals would pass through the stomach to exert a pharmacological effect of their own, especially when administered in gastric-juice-resistant preparations.

6.4. The Respondent has demonstrated by introduodenally administering the claimed ketals that the compounds per se have a vasodilator activity (see paragraph 5.2, above).

The Appellant submitted in the oral proceedings that the ketals, after resorption from the duodenum, might undergo transformation and that, therefore, even on intraduodenal administration of the claimed compounds the parent ketones could be the active entity at the receptor site. In the absence of any experimental evidence in support, this allegation is disregarded by the Board (see also T 219/83 reported in OJ EPO 1986, 211).

6.5. The Appellant also submitted that a normal organic chemist faced with the above problem, would automatically modify the functional group, i.e. the carbonyl group of the compounds known from (2), and that ketal formation would be one of the simplest modifications which would occur to him. Hence, the claimed compounds had to be considered, in his opinion, as obvious with respect to citation (2). The Board doubts the existence of such a general principle that would induce the skilled person to always modify in the first instance functional groups of known pharmacologically active compounds when searching for alterna-tives; the preparation of e.g. homologes or isomers seems to be equally plausible for such purpose.

However, there is no need to further investigate this issue. There is no doubt that ketals are structurally closely related to the parent ketones and that, normally, there are no great difficulties to overcome in their preparation. Thus, the skilled person could have considered them as possible and perhaps easily obtainable derivatives of the said parent ketones. This, however, is not the proper question to be asked. According to the established jurisprudence of the Boards it has to be investigated, when it comes to the issue of inventive step, whether a skilled person would have prepared the compounds in question with a reasonable expectation that they would successfully solve the technical problem under consideration. In the absence of any useful information to that end (cf. the above paragraphs 6.1 and 6.2) the Board cannot see why the skilled person would have suggested the claimed ketals with the expectation that they would be useful in the treatment of pvd.

6.6. In this connection the Board also notes that document (1a), already published in 1956 and mentioning as intermediates ketals of xanthine derivatives (cf. paragraph 4, above), evidently did not provide any incentive to the authors of document (2) with a priority of 1976. This indicates that experts ignored the ketals as possible pharmacological alternatives to the parent ketones in the field of peripheral vasodilating xanthines.

6.7. It follows therefrom that the subject-matter of Claims 1, 2, and 5 involves an inventive step. Dependent Claims 3 and 4, which relate to preferred embodiments of Claims 1 and 2, and Claims 6 to 8, which relate - to pharmaceutical compositions comprising the compounds of Claims 1 to 5, - to a process for the preparation of these compounds, and - to these compounds for use in the treatment of peripheral vascular disease, are based on the same inventive concept and derive their patentability from that of Claims 1, 2, and 5.