8.10. Minutes of oral proceedings (Rule 124 EPC)
8.10.1 Content of minutes
In T 642/97 the board stated that R. 76 EPC 1973 (R. 124 EPC) did not require that the minutes reflect the full arguments of the parties. It was within the discretion of the minute-writer to decide what was "essential" or "relevant" (see T 212/97; see also T 468/99, T 2185/15, T 2370/16: the board was responsible for deciding upon what was necessary to be recorded in the minutes; T 1608/22). Whereas minutes were required to contain the requests or similarly important procedural statements, most of the arguments concerning patentability were normally apparent from the previous written submissions or from the facts and submissions in the written decision and did not need to be contained in the minutes.
In T 263/05 (OJ 2008, 329) the board held that the minutes of oral proceedings before the boards of appeal should record the requests of the parties on which a decision of the board is required, such as the allowability or otherwise of the appeal, the form in which the patent proprietor seeks maintenance of the patent, requests for remittal of the case or relating to appeal fees or costs. The minutes should also record specific statements which have an impact on the definition of the subject-matter, such as statements of surrender or abandonment of subject-matter, where these are relevant to the decision to be taken (see also T 212/97, T 928/98, T 550/04, T 71/06, T 2351/08, T 1934/14 of 8 October 2018 date: 2018-10-08, T 2370/16). The arguments of the parties concerning patentability should not be recorded. They will be apparent from the facts and submissions set out in the written decision.
According to the board in T 1934/14 of 8 October 2018 date: 2018-10-08, a request for interruption of the oral proceedings belonged to the essentials of the oral proceedings.
In T 397/03 the board held that the text of requests filed by a party at oral proceedings before the opposition division was an essential element that should be contained in the minutes. In T 240/09 the board held that, as far as the parties' requests were concerned, only the final requests to be stated by the Chair before declaring the debate closed (Art. 15(5) RPBA 2007) were essential for the oral proceedings on appeal. Requests which had been withdrawn were usually irrelevant for the board's decision, and therefore not "essential". See also T 957/99, T 966/99.
In T 231/99 the board held that an essential function of the minutes was to record for the appellate body the essentials of the oral proceedings at the previous instance (see also T 1608/22).
In T 396/89 the board held that if an important matter of fact was conceded, that concession ought to be carefully recorded in the minutes.
In T 1735/08 of 27 September 2012 date: 2012-09-27 the board held that there was no need under R. 124(1) EPC, nor was it usual practice in proceedings before the boards of appeal, to record in the minutes that the board had expressed a provisional opinion on patentability before announcing its decision. Where it was decided to set aside the contested decision and remit the case to the department of first instance for further prosecution, the set of claims on which that department was to base its fresh decision and the reasons why, in the board's opinion, that set of claims met some of the patentability requirements were not set out in the minutes, but rather in the reasons for the decision.
According to T 317/09 the relevance required under R. 124 EPC related to the decision to be taken by the board. The appellant's statement describing how it understood certain features of the invention neither affected the course of the proceedings, nor was it, as the appellant's subjective assessment, relevant for the decision to be taken by the board. See also T 468/99.
In T 281/03 of 17 May 2006 date: 2006-05-17 the board held that, in order to guarantee the right to be heard, there should have been an explicit step, recorded in the minutes of the opposition division, giving the opponent an opportunity to comment on inventive step before the final deliberation, or alternatively an opportunity after the deliberation to comment on the opposition division's conclusion that such an objection was not prima facie apparent. The fact that before the final deliberation "the floor was given to the opponent again" or that the opponent made a "last submission", reported in the minutes, was not enough to meet this requirement.
In T 1359/04 the board observed that the examining division's introduction of new documents only at the oral proceedings was an unusual step, and that the utmost care therefore had to be taken to safeguard the applicant's right to be heard. The proceedings should normally be interrupted to give the affected party sufficient opportunity to study the new evidence and reconsider how to present their case. The very function of the minutes in such cases was to document that the proper procedural steps had been duly taken.
In T 1798/08 the board held that it was not the function of the minutes to record statements which a party considers to be possibly relevant, such as the statement relating to the board's alleged denial of the legal right to be heard. This statement did not relate to the surrender or abandonment of subject-matter and did not otherwise have any impact on the definition of the subject-matter to be dealt with by board. It did not form part of the essentials of the oral proceedings and was not relevant for the present decision, either.
In R 14/09 the Enlarged Board held that an objection under R. 106 EPC must be recorded in the minutes since it was a relevant statement of a party (see R 17/10; see also R 2/12 of 17 October 2012 date: 2012-10-17 "at least at a party's request"; T 1934/14 of 8 October 2018 date: 2018-10-08). According to the board in T 1690/22, the essentials of the oral proceedings having to be recorded in the minutes under R. 124(1) EPC might include the fact as such that an objection had been raised, but not the supporting grounds and arguments put forward by the party concerned and required to make the objection admissible. See chapter V.B.3.7.5 "Minutes as evidence that the objection was raised".
In T 2405/10 the appellant's request to include a statement regarding the problem-solution approach was made after the proceedings had been closed. As this statement was not part of the oral proceedings, there was no reason to include it in the minutes.
- T 0744/23
In the course of the written proceedings before the board in T 744/23, the respondent (opponent) had requested, inter alia, that the oral proceedings be conducted in person. In its communication pursuant to Art. 15(1) RPBA the board had taken note thereof and had added that it would, however, be appropriate to hold the oral proceedings by videoconference pursuant to Art. 15a RPBA, as this would be the most sustainable format, and no particular reasons had been put forward nor had any been apparent, as to why this would not be appropriate in the present case.
Oral proceedings had been held by videoconference. Four weeks later, the respondent had submitted a request for correction of the minutes of the oral proceedings. The respondent had asked for text passages to be inserted dealing with its request to hold the oral proceedings in person. Referring to R. 124(1) EPC, the respondent argued that the requests of the parties without doubt represented "essentials of the oral proceedings" in the sense of this provision. It was therefore indispensable that the minutes summarise each of the requests brought forward by a party in the course of the procedure and elaborated on during the oral proceedings. Furthermore, it noted that the technical issues, which had affected the access of the board to the internet and, thus, the videoconference facility and required an interruption of the oral proceedings, underlined why a hearing in person had been mentioned as the optimum format and the "gold standard" in G 1/21.
The board rejected the respondent's request for correction of the minutes of the oral proceedings. It recalled that minutes of oral proceedings must contain, inter alia, the essentials of the oral proceedings and the relevant statements of the parties (R. 124(1) EPC). According to the jurisprudence of the boards of appeal, these essentials of the oral proceedings or the relevant statements of the parties were to be determined with a view to what the board may have to decide on (e.g. T 966/99, T 263/05, T 262/17, T 1891/20). This also applied to statements disposing of the subject-matter of the appeal proceedings or parts thereof. However, the minutes did not have to contain the complete arguments of the parties (e.g. T 118/20 and T 1891/20). All the more so, the minutes may not contain arguments or statements of the parties which they considered to be (only) of use in subsequent proceedings before national courts or the Unified Patent Court and which had no bearing on the decision of the board (T 966/99, T 263/05, T 262/17).
The board stated that the format of the oral proceedings was an ancillary question which was regularly not to be dealt with in the order of a (substantive) decision. The choice of format was a discretionary procedural decision (G 1/21, R 12/22) which had to be made ex officio in advance, in accordance with the criteria of Art. 15a(1) RPBA ("appropriateness"). It therefore did not concern, in itself, the essentials of the oral proceedings, nor were the statements made in the oral proceedings, which related to their format as such, relevant statements within the meaning of R. 124(1) EPC.
The board noted that the oral proceedings in this case had been affected by a general network failure on the EPO premises and that this was already reflected in the minutes. However, the discussions which the respondent also wished to have included in the minutes related solely to the format of the oral proceedings, and to its request for in-person oral proceedings, which it had made in writing before, and which had already been addressed in the board's communication. The board concluded that, contrary to the respondent's contention, not all "requests of the parties without doubt represent 'essentials of the oral proceedings'" to be included in the minutes by default, but only under the requirements as also outlined above (e.g. T 1891/20). In particular, the request concerning the format of the oral proceedings and the related discussions, which the respondent wished to have reflected in the minutes, did not fulfil these requirements. There was no connection between the technical issues caused by the network failure during the oral proceedings and these discussions. Likewise, these technical issues had not, in retrospect, made the respondent's request and the discussions on the format of the oral proceedings essential.