2.2. Appealable decisions
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  9. 2.2.2 Whether there has been a decision
  10. b) Examples where the communication was not an appealable decision
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2.2.2 Whether there has been a decision

Overview

b) Examples where the communication was not an appealable decision 

The case law of the boards of appeal has established that the following are not regarded as appealable decisions:

(i) A request under R. 89 EPC 1973 (R. 140 EPC) for correction of a contested decision. Not until the request has been decided at first instance can the matter be referred to the board (J 12/85, OJ 1986, 155).

(ii) The preparatory steps referred to in Art. 96(2) EPC 1973 and R. 51(3) EPC 1973 (R. 71(3) EPC, T 5/81, OJ 1982, 249).

(iii) A communication under R. 57(1) EPC 1973 (R. 79 EPC, T 222/85, OJ 1988, 128), or R. 69(1) EPC 1973 (R. 112 EPC, J 13/83).

(iv) A communication from the opposition division finding that an opposition has been validly filed, and stating that the decision will be taken on that point at the oral proceedings (T 263/00).

(v) An order by a director of a department of first instance (such as an opposition division) rejecting an objection to a member of the division on the ground of suspected partiality. The composition of the division could, however, be challenged on such a ground in an appeal against its final decision or against a separately appealable interlocutory decision under Art. 106(3) EPC 1973 (G 5/91, OJ 1992, 617).

(vi) A "decision" by a director on a request for inspection of file (J 38/97).

(vii) A letter bearing the letterhead of an EPO DG and signed by an EPO Vice-President, if it is evident from its content that it does not constitute a decision and from its form that it does not emanate from any of the departments listed in Art. 21(1) EPC 1973 (J 2/93, OJ 1995, 675).

(viii) The consistent case law of the boards of appeal has been that the minutes of oral proceedings, and the correction thereof, are not decisions within the meaning of Art. 106 EPC (R 4/18, see T 838/92, T 212/97, T 231/99).

(ix) A communication from a formalities officer primarily dealing with the patentee's request to stay the opposition proceedings and to remit the case to the examination division for a decision on the request for correction under R. 89 EPC 1973 (T 165/07).

(x) A communication under R. 71(3) EPC. This is not intended to terminate the examination procedure but is rather a preparatory action and is therefore as such not appealable (T 1181/04, OJ 2005, 312; T 1226/07; T 1377/15).

(xi) When not acceding to a request to hold oral proceedings in Munich instead of The Hague, the examining division does not take a decision but only expresses the way the EPO is managed (T 1142/12, see also R 13/14).

(xii) A communication of information by which the appellant was informed that, as the decision to grant had been rectified under Art. 109 EPC, the examination procedure was resumed, and it was not possible to file an opposition during this part of the procedure (J 22/12).

(xiii) An order to take evidence is neither an appealable decision under Art. 106(1) EPC nor an interlocutory decision allowing a separate appeal within the meaning of Art. 106(2) EPC. Instead, it is a case-management measure that precedes a substantive decision and cannot be reviewed as long as the proceedings are still pending (T 1954/14).

(xiv) A communication to change in a board's composition with regard either to the number of its members under Art. 21(4)(b) EPC 1973 or to the replacement of a member under Art. 4 of the BDS of the Technical Boards of Appeal is not a decision (T 1676/08).

(xv) Notification of the case number and the responsible board of appeal by the Registry did not constitute a decision under R. 69(2) EPC 1973 (R. 112 EPC) recognising that an appeal was pending (T 371/92, OJ 1995, 324; see also T 1100/97 and T 266/97).

(xvi) A communication from the opposition division refusing a request for postponement of oral proceedings is not open to appeal and not an interlocutory decision against which a separate appeal must be allowed (T 1967/20).

T 26/88 (OJ 1991, 30), which held that a document stating that the patent was revoked under Art. 102(4) and (5) EPC 1973 did not constitute a decision, was overruled by G 1/90 (OJ 1991, 275).

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