Chapter VIII – Subject-matter to be excluded from the search
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  8. 3.2 Nucleotide and amino acid sequences
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3. No meaningful search possible

Overview

3.2 Nucleotide and amino acid sequences 

If the sequence listing of an international application is not available or does not comply with WIPO Standard ST.26 (see Annex C to the Administrative Instructions, paragraph 4), the EPO as ISA will invite the applicant to furnish a sequence listing complying with the standard or a translation in the form of a new sequence listing in a language acceptable to it, as the case may be, and pay a late furnishing fee, and to perform these steps within a non-extendable time limit of one month from the date of the invitation.

If, within the time limit set, the applicant has not submitted an ST.26-compliant sequence listing and paid the late furnishing fee, the EPO as ISA will carry out the international search without the sequence listing to the extent that a meaningful search can be carried out.

The examiner when performing the search will either:

(i)issue a declaration under Art. 17(2)(a)(ii) and Rule 13ter.1(d) that no meaningful search on any claimed subject-matter is possible due to the failure of the applicant to comply with Rule 5.2 (no sequence listing) and/or Rule 13ter.1(a) (no computer-readable sequence listing);

or

(ii)issue an incomplete search report with a declaration under Art. 17(2)(b) and Rule 13ter.1(d) that a meaningful search is not possible in respect of certain claimed subject-matter due to the failure to comply with Rule 5.2 (no sequence listing) and/or Rule 13ter.1(a) (no computer-readable sequence listing).

This also has consequences for the international preliminary examination procedure before the EPO as IPEA (see GL/PCT‑EPO C‑VIII, 2.1).

Rule 5.2, 13ter.1

OJ EPO 2011, 372

OJ EPO 2021, A96
OJ EPO 2021, A97
OJ EPO 2022, A60

OJ EPO 2024, A54, A55

GL/ISPE 9.39
GL/ISPE 15.14A

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